Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Gordon John Wright
IRN GJW01131
- (1817)CF1 Director (AR) (29 Jul 2020 to 9 May 2023)
Gordon Mark Goodwin
IRN GMG01067
- (1106)CF1 Director (AR) (2 Jan 2013 to 21 Dec 2017)
Gordon Taylor
IRN GXT01239
- (612)CF1 Director (AR) (17 May 2005 to 8 Jul 2005)
Graeme Alexander Horne Fraser
IRN GAF01050
- (669)CF1 Director (AR) (16 Jan 2009 to 4 Aug 2009)
Graeme Burford
IRN GXB01799
- (2535)CF1 Director (AR) (24 Sep 2010 to 6 Dec 2011)
Graeme Ford Lawson Morrow
IRN GFM01052
- (311)SMF3 (AR) Executive Director function (since 9 Dec 2019)
- (2168)CF1 Director (AR) (23 Jul 2012 to 8 Dec 2019)
Graeme John Paterson
IRN GJP01094
- (921)CF1 Director (AR) (27 Jul 2006 to 1 Dec 2009)
Graham Alexander Humphries
IRN GAH01134
- (2043)CF1 Director (AR) (6 Jun 2008 to 27 Feb 2011)
Graham Cooper
IRN GXC01591
- (288)CF1 Director (AR) (26 Sep 2008 to 21 Nov 2016)
Graham Dale
IRN GXD01352
- (449)CF1 Director (AR) (10 Jul 2007 to 18 Oct 2011)

Smaller firms operating under this firm's FCA authorisation.

M&D Patrick Motor CO. Limited (no longer appointed)
FRN 543184 · Appointed 16 Mar 2011 · Until 18 May 2011
Mana Premiere Automobiles Limited (no longer appointed)
FRN 543012 · Appointed 14 Mar 2011 · Until 28 Oct 2014
Age Concern Preston & South Ribble Trading Ltd (no longer appointed)
FRN 414957 · Appointed 14 Mar 2011 · Until 30 Apr 2012
Age Concern Torfaen (Trading) Ltd (no longer appointed)
FRN 542936 · Appointed 11 Mar 2011 · Until 30 Apr 2012
Age Concern Slough & Berkshire East (no longer appointed)
FRN 403892 · Appointed 10 Mar 2011 · Until 30 Apr 2012
Firmus Underwriting Solutions Ltd (no longer appointed)
FRN 542736 · Appointed 8 Mar 2011 · Until 2 Dec 2013
Age Concern Cardiff & The Vale Of Glamorgan (no longer appointed)
FRN 214625 · Appointed 8 Mar 2011 · Until 30 Apr 2012
Hotwire, Inc. (no longer appointed)
FRN 542776 · Appointed 8 Mar 2011 · Until 25 Jan 2012
My Home Emergency Ltd (no longer appointed)
FRN 542674 · Appointed 7 Mar 2011 · Until 17 Feb 2012
Age Concern In Birmingham Trading Ltd (no longer appointed)
FRN 414959 · Appointed 7 Mar 2011 · Until 30 Apr 2012

Updates to this firm's record on the FCA register.

23 hours ago
controlled function added: (298)CF1 Director (AR)
23 hours ago
controlled function added: (297)CF1 Director (AR)
23 hours ago
controlled function added: (296)SMF3 (AR) Executive Director function
23 hours ago
controlled function added: (295)CF1 Director (AR)
23 hours ago
controlled function added: (294)SMF3 (AR) Executive Director function
23 hours ago
controlled function added: (293)SMF10 Chair of the Risk Committee
23 hours ago
controlled function added: (292)SMF3 (AR) Executive Director function
23 hours ago
controlled function added: (291)SMF3 (AR) Executive Director function
23 hours ago
controlled function added: (290)CF1 Director (AR)
23 hours ago
controlled function added: (289)SMF3 (AR) Executive Director function

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.