Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Simon Barnes
IRN SXB02291
- (121)CF1 Director (AR) (29 Dec 2008 to 15 Sep 2009)
Simon Bell
IRN SXB02499
- (1855)CF1 Director (AR) (13 Apr 2011 to 3 Aug 2020)
Simon Charles Beckett
IRN SXB01872
- (173)CF1 Director (AR) (since 16 Jul 2007)
Simon Christie Oliphant
IRN SCO01017
- (774)CF1 Director (AR) (19 Apr 2011 to 1 Apr 2016)
Simon Christopher Dool
IRN SCD01081
- (350)CF1 Director (AR) (30 Oct 2007 to 31 Mar 2008)
Simon Christopher Poole
IRN SXP01165
- (220)CF1 Director (AR) (since 22 Jan 2026)
Simon Close
IRN SXC02728
- (256)SMF3 (AR) Executive Director function (since 9 Dec 2019)
- (2452)CF1 Director (AR) (6 Aug 2015 to 8 Dec 2019)
Simon Cotterall
IRN SXC01957
- (344)CF1 Director (AR) (30 May 2008 to 20 Jun 2008)
Simon David Alick Miskin
IRN SXM08016
- (1590)CF1 Director (AR) (15 Nov 2018 to 1 Sep 2020)
Simon David Moulton
IRN SDM01101
- (1968)CF1 Director (AR) (26 Feb 2007 to 4 Nov 2011)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

2 weeks ago
controlled function added: (308)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (307)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (306)SMF2 Chief Finance
2 weeks ago
controlled function added: (305)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (304)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (303)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (302)SMF18 Other Overall Responsibility
2 weeks ago
controlled function added: (301)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (300)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (299)CF1 Director (AR)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.