Simon David Moulton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Foray Motor Group Limited
FRN 307435
- Responsible for Insurance Distribution (since 20 Apr 2023)
- SMF16 Compliance Oversight (since 20 Apr 2023)
- SMF3 Executive Director (since 20 Apr 2023)
AUTOMOTIVE COMPLIANCE LIMITED (no longer approved here)
FRN 497010
- CF1 Director (AR) (20 Apr 2012 to 18 Dec 2012)
CCR MOTOR CO. LTD (no longer approved here)
FRN 530677
- Employed By (20 Apr 2012 to 18 Dec 2012)
Itc Compliance Limited (no longer approved here)
FRN 313486
- CF1 Director (AR) (26 Feb 2007 to 4 Nov 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.