Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Seamus Mallon
IRN SXM02491
- (2033)SMF3 (AR) Executive Director function (9 Dec 2019 to 4 Nov 2024)
- (2034)CF1 Director (AR) (4 Feb 2010 to 8 Dec 2019)
Sean Conley
IRN SXC01940
- (1761)CF1 Director (AR) (15 Aug 2012 to 6 Feb 2015)
Sean Cosgrove
IRN SXC01936
- (384)CF1 Director (AR) (17 Dec 2007 to 28 Apr 2008)
Sean Lawrie Chamberlain
IRN SLC01148
- (2445)SMF3 (AR) Executive Director function (9 Dec 2019 to 6 Oct 2025)
- (2446)CF1 Director (AR) (28 Mar 2019 to 8 Dec 2019)
Sean Paul Barber
IRN SPB01133
- (925)CF1 Director (AR) (10 Dec 2007 to 31 Oct 2012)
Sebastien Alexanderson
IRN SXA02253
- (1142)CF1 Director (AR) (23 Oct 2012 to 15 Apr 2014)
Sebastien Jean Rodolphe Goldenberg
IRN SJG01252
- (1567)CF1 Director (AR) (9 Feb 2021 to 9 Mar 2022)
Seema Shandilya
IRN SXS02400
- (85)CF1 Director (AR) (11 Mar 2009 to 9 Nov 2010)
Selahattin Cicek
IRN SXC02072
- (1334)CF1 Director (AR) (25 Jan 2010 to 10 Aug 2015)
Shafeeq Mohammed Akram
IRN SXA01481
- (2377)CF1 Director (AR) (11 Nov 2009 to 11 Oct 2016)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

2 weeks ago
controlled function added: (308)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (307)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (306)SMF2 Chief Finance
2 weeks ago
controlled function added: (305)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (304)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (303)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (302)SMF18 Other Overall Responsibility
2 weeks ago
controlled function added: (301)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (300)SMF3 (AR) Executive Director function
2 weeks ago
controlled function added: (299)CF1 Director (AR)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.