Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (23 Apr 2015 to 8 Dec 2019)
    • Employed By (since 4 Feb 2010)
  • Itc Compliance Limited (no longer approved here)

    FRN 313486

    • SMF3 (AR) Executive Director function (9 Dec 2019 to 4 Nov 2024)
    • CF1 Director (AR) (4 Feb 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.