Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Robert Dart
IRN RXD08070
- (53)CF1 Director (AR) (since 8 Nov 2018)
Robert David Jones
IRN RDJ01045
- (394)CF1 Director (AR) (8 Feb 2008 to 13 Nov 2008)
Robert David Rennie
IRN RDR01017
- (878)CF4 Partner (AR) (31 Mar 2008 to 12 Nov 2009)
Robert Douglas Bennett
IRN RDB01107
- (2208)CF1 Director (AR) (30 Jul 2012 to 3 Sep 2012)
Robert Douglas Gordon
IRN RDG01070
- (1992)CF1 Director (AR) (25 Nov 2010 to 21 Apr 2015)
Robert Edward Turner
IRN RET01058
- (1360)CF1 Director (AR) (11 Jun 2009 to 2 Dec 2009)
Robert Edwards
IRN RXE01187
- (434)CF1 Director (AR) (20 Dec 2007 to 26 Mar 2009)
Robert Ernest Ayres
IRN REA01022
- (937)CF1 Director (AR) (15 Sep 2006 to 13 Oct 2008)
Robert Flenley
IRN RXF01327
- (1344)CF1 Director (AR) (12 Nov 2009 to 3 Jun 2011)
Robert Gary Sheldon
IRN RGS01121
- (2078)CF1 Director (AR) (25 Feb 2010 to 28 Sep 2012)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

1 week ago
controlled function added: (308)SMF3 (AR) Executive Director function
1 week ago
controlled function added: (307)SMF3 (AR) Executive Director function
1 week ago
controlled function added: (306)SMF2 Chief Finance
1 week ago
controlled function added: (305)SMF3 (AR) Executive Director function
1 week ago
controlled function added: (304)SMF3 (AR) Executive Director function
1 week ago
controlled function added: (303)SMF3 (AR) Executive Director function
1 week ago
controlled function added: (302)SMF18 Other Overall Responsibility
1 week ago
controlled function added: (301)SMF3 (AR) Executive Director function
1 week ago
controlled function added: (300)SMF3 (AR) Executive Director function
1 week ago
controlled function added: (299)CF1 Director (AR)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.