Itc Compliance Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Craig Stevenson
IRN CXS01715
- (386)CF1 Director (AR) (4 Jan 2008 to 21 Feb 2011)
Crispin Gareth Derwent Moger
IRN CGM01074
- (2013)CF1 Director (AR) (22 May 2008 to 15 Aug 2012)
Cumhur Gonul
IRN CXG01444
- (98)CF1 Director (AR) (27 Mar 2009 to 29 Dec 2011)
Curtis Lee Thornhill
IRN CLT01051
- (2036)SMF3 (AR) Executive Director function (9 Dec 2019 to 7 Jan 2021)
- (2037)CF1 Director (AR) (9 Jul 2009 to 8 Dec 2019)
Dale Aron Flood
IRN DAF01116
- (2392)SMF3 (AR) Executive Director function (13 Jan 2020 to 29 Jun 2021)
Damian Anthony Scholes
IRN DAS01266
- (424)CF1 Director (AR) (4 Feb 2008 to 23 May 2008)
Damian Spooner-Cleverly
IRN DXS02088
- (1256)CF1 Director (AR) (12 Jul 2010 to 2 Jun 2011)
Damien Maguire
IRN DXM01832
- (2113)SMF3 (AR) Executive Director function (9 Dec 2019 to 2 Oct 2025)
- (2114)CF1 Director (AR) (28 Apr 2009 to 8 Dec 2019)
Damon Pinder
IRN DXP01511
- (558)CF1 Director (AR) (3 Jul 2006 to 27 Jan 2010)
Dane Howard Adams
IRN DHA01011
- (168)CF1 Director (AR) (since 3 Jun 2021)
- (1581)SMF3 (AR) Executive Director function (9 Dec 2019 to 3 Jun 2021)
- (1582)CF1 Director (AR) (8 May 2007 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

City Travel (no longer appointed)
FRN 501119 · Appointed 15 May 2009 · Until 31 Dec 2010
T.P. Topping & Company Limited (no longer appointed)
FRN 501162 · Appointed 15 May 2009 · Until 4 Dec 2018
J.S. HOLMES LIMITED (no longer appointed)
FRN 500767 · Appointed 8 May 2009 · Until 13 Nov 2014
The Trade Centre Wales Ltd (no longer appointed)
FRN 500518 · Appointed 6 May 2009 · Until 3 Mar 2016
Diesel Gas Technology Limited (no longer appointed)
FRN 500488 · Appointed 6 May 2009 · Until 11 Jul 2016
Osprey Building Solutions Ltd (no longer appointed)
FRN 500483 · Appointed 5 May 2009 · Until 13 Sep 2010
Madventurer Ltd (no longer appointed)
FRN 500358 · Appointed 1 May 2009 · Until 31 Dec 2010
Alfa Travel Ltd (no longer appointed)
FRN 492180 · Appointed 1 May 2009 · Until 18 May 2015
GFI Services Ltd (no longer appointed)
FRN 500357 · Appointed 1 May 2009 · Until 21 Nov 2013
Elmview Projects Ltd (no longer appointed)
FRN 500353 · Appointed 1 May 2009 · Until 7 Mar 2011

Updates to this firm's record on the FCA register.

22 hours ago
controlled function added: (308)SMF3 (AR) Executive Director function
22 hours ago
controlled function added: (307)SMF3 (AR) Executive Director function
22 hours ago
controlled function added: (306)SMF2 Chief Finance
22 hours ago
controlled function added: (305)SMF3 (AR) Executive Director function
22 hours ago
controlled function added: (304)SMF3 (AR) Executive Director function
22 hours ago
controlled function added: (303)SMF3 (AR) Executive Director function
22 hours ago
controlled function added: (302)SMF18 Other Overall Responsibility
22 hours ago
controlled function added: (301)SMF3 (AR) Executive Director function
22 hours ago
controlled function added: (300)SMF3 (AR) Executive Director function
22 hours ago
controlled function added: (299)CF1 Director (AR)

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.