Dale Aron Flood

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Castle Motors (Trebrown) Limited
FRN 659366
- SMF29 Limited scope function (limited scope SMCR firms only) (since 6 Feb 2020)
Itc Compliance Limited (no longer approved here)
FRN 313486
- SMF3 (AR) Executive Director function (13 Jan 2020 to 29 Jun 2021)
AutoProtect (MBI) Ltd (no longer approved here)
FRN 312143
- SMF3 (AR) Executive Director function (9 Dec 2019 to 8 Apr 2020)
- CF1 Director (AR) (1 Sep 2017 to 8 Dec 2019)
Castle Motors (Trebrown) Limited (no longer approved here)
FRN 419091
- Employed By (1 Sep 2017 to 29 Jun 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.