Itau BBA International PLC

• Principal Place of Business

  Itau BBA International plc

  100 Liverpool Street

  Level 2

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402070704339

  Web

  https://www.itau.com.br/itaubba-en/international

• Complaints Contact

  Itau BBA International plc

  100 Liverpool Street

  Level 2

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402070704339

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · Wholesale business only

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Cristiano Guimaraes Duarte

  IRN CXG00291

  • SMF9 Chair of the Governing Body (since 24 Jul 2024)
  • SMF12 Chair of the Remuneration Committee (since 24 Jul 2024)
  • Director of firm who is not a certification employee or a SMF manager (since 30 Mar 2021)
• DIOGO PINHO E MELO PEGO GUEDES

  IRN DXP01743

  • [FCA CF] Manager of certification employee (since 22 Feb 2019)
  • [FCA CF] Client dealing (since 7 Mar 2017)
  • CF30 Customer (18 Dec 2012 to 26 Feb 2014)
• DIOGO VIDEIRA L. DE A. MIRANDA

  IRN DXV01139

  • CF30 Customer (18 Dec 2012 to 11 Nov 2013)
• David Todd

  IRN DXT00030

  • SMF11 Chair of the Audit Committee (2 Jul 2021 to 6 Aug 2022)
• Deyan Jimenez Garcia

  IRN DXJ00332

  • [FCA CF] Client dealing (since 24 Sep 2024)
• Duarte Miguel Barata Rodrigues Mendes

  IRN DMB01280

  • [FCA CF] Client dealing (since 23 Feb 2023)
• EDUARDO DORING PINHO DA SILVA

  IRN EXD01290

  • [FCA CF] Manager of certification employee (7 Mar 2017 to 31 Mar 2020)
  • [FCA CF] Material risk taker (7 Mar 2017 to 31 Mar 2020)
  • [FCA CF] Client dealing (7 Mar 2017 to 31 Mar 2020)
  • CF30 Customer (18 Dec 2012 to 6 Mar 2016)
• Eduardo Berger

  IRN EXB00490

  • [FCA CF] Client dealing (since 21 Feb 2025)
• Eduardo Gallo Rech

  IRN EXG00284

  • [FCA CF] Client dealing (since 14 May 2025)
• Eduardo Mazzilli de Vassimon

  IRN EXM01632

  • SMF9 Chair of the Governing Body (3 Apr 2017 to 31 Dec 2018)
  • SMF10 Chair of the Risk Committee (7 Mar 2016 to 3 Apr 2017)
  • CF2 Non Executive Director (22 May 2013 to 6 Mar 2016)

No changes recorded yet.