Itau BBA International PLC

• Principal Place of Business

  Itau BBA International plc

  100 Liverpool Street

  Level 2

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402070704339

  Web

  https://www.itau.com.br/itaubba-en/international

• Complaints Contact

  Itau BBA International plc

  100 Liverpool Street

  Level 2

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402070704339

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · Wholesale business only

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Pedro Fernando Villa Sanchez

  IRN PFV00007

  • CF30 Customer (6 Jan 2014 to 31 May 2015)
• Pedro Miguel Oliveira Teles

  IRN PMO01052

  • [FCA CF] Manager of certification employee (22 Feb 2019 to 31 Jul 2020)
  • [FCA CF] Client dealing (7 Mar 2017 to 31 Jul 2020)
  • CF30 Customer (18 Dec 2012 to 6 Mar 2016)
• Philip Edwin Howitt Hindley

  IRN PEH01038

  • SMF16 Compliance Oversight (7 Mar 2016 to 12 Apr 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 12 Apr 2024)
  • CF11 Money Laundering Reporting (13 May 2014 to 6 Mar 2016)
  • CF10 Compliance Oversight (6 Dec 2013 to 6 Mar 2016)
• ROBERTO MARTINS ARON

  IRN RXM02176

  • CF29 Significant management (27 Mar 2014 to 6 Mar 2016)
  • CF30 Customer (18 Dec 2012 to 6 Mar 2016)
• Rafael Expedito De Almeida Rincon

  IRN RXR00555

  • [FCA CF] Client dealing (since 17 Apr 2026)
• Rafael Vahdat

  IRN RXV01196

  • CF30 Customer (6 Jan 2014 to 27 Feb 2015)
• Raphael Falcioni

  IRN RXF01417

  • CF30 Customer (21 Nov 2013 to 18 Apr 2014)
• Regina Maria de Arantes Ramos Cruz

  IRN RXC75289

  • [FCA CF] Material risk taker (7 Mar 2017 to 31 Mar 2021)
• Renan Puglia Nobile

  IRN RXN91185

  • [FCA CF] Client dealing (6 Aug 2020 to 31 May 2021)
• Renato Lulia Jacob

  IRN RXL01495

  • SMF1 Chief Executive (7 Mar 2016 to 28 Feb 2020)
  • CF3 Chief Executive (24 Feb 2016 to 6 Mar 2016)
  • CF30 Customer (18 Dec 2012 to 6 Mar 2016)
  • CF1 Director (18 Dec 2012 to 6 Mar 2016)

No changes recorded yet.