Itau BBA International PLC

• Principal Place of Business

  Itau BBA International plc

  100 Liverpool Street

  Level 2

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402070704339

  Web

  https://www.itau.com.br/itaubba-en/international

• Complaints Contact

  Itau BBA International plc

  100 Liverpool Street

  Level 2

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402070704339

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · Wholesale business only

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Marta Isabel Franco Dias

  IRN MXD75288

  • [FCA CF] Material risk taker (7 Mar 2017 to 31 Mar 2021)
• Milton Maluhy Filho

  IRN MXM09793

  • SMF10 Chair of the Risk Committee (17 Apr 2019 to 24 Nov 2020)
• NIKOLA BAKIC

  IRN NXB01835

  • [FCA CF] Client dealing (13 Nov 2017 to 30 Dec 2022)
• Nicholas Simon Hart-Nibbs

  IRN NSN01006

  • CF11 Money Laundering Reporting (2 Aug 2013 to 1 May 2014)
• Nicola Jane Dixon

  IRN NJD01125

  • CF10 Compliance Oversight (18 Dec 2012 to 12 Jul 2013)
  • CF11 Money Laundering Reporting (18 Dec 2012 to 12 Jul 2013)
• Nuno Miguel Ladeiro Veigas

  IRN NMV01004

  • [FCA CF] Client dealing (since 7 Mar 2017)
  • CF30 Customer (18 Dec 2012 to 6 Mar 2016)
• PATRICIA DEL MOLINO BLANCO

  IRN PXD01714

  • CF30 Customer (18 Dec 2012 to 30 Nov 2014)
• Patrick Edward Boatwright

  IRN PXB02299

  • [FCA CF] Client dealing (since 7 Mar 2017)
  • [FCA CF] Manager of certification employee (since 7 Mar 2017)
  • CF30 Customer (6 Mar 2015 to 6 Mar 2016)
• Paul Richard Wilde

  IRN PRW01107

  • CF29 Significant management (18 Dec 2012 to 12 Feb 2016)
• Paulo dos Santos Lopes

  IRN PJD01272

  • SMF4 Chief Risk (since 7 Mar 2016)
  • CF28 Systems and controls (12 Nov 2014 to 6 Mar 2016)
  • CF1 Director (18 Dec 2012 to 6 Mar 2016)

No changes recorded yet.