Isio Investment Solutions Limited

• Principal Place of Business

  Isio

  3 Noble Street

  London

  City Of London

  EC2V 7EE

  UNITED KINGDOM

  Phone

  +447500993506

  Web

  https://www.isio.com

• Complaints Contact

  Isio

  3 Noble Street

  London

  City Of London

  EC2V 7EE

  UNITED KINGDOM

  Phone

  +447500993506

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Commercial, Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Humphrey Owen

  IRN DHO01004

  • CF29 Significant management (1 Nov 2007 to 1 Jun 2011)
  • CF16 Significant Mgt (Desgntd Investment Business) (23 Jun 2004 to 31 Oct 2007)
• David John King

  IRN DJK00015

  • CF21 Investment Adviser (1 Dec 2001 to 8 Nov 2002)
• David Julian Robbins

  IRN DJR01235

  • CF1 Director (1 Aug 2005 to 5 Sep 2017)
• David Leonard Major

  IRN DLM00006

  • CF10 Compliance Oversight (16 Jan 2002 to 22 Feb 2002)
  • CF1 Director (16 Jan 2002 to 31 May 2002)
  • CF21 Investment Adviser (16 Jan 2002 to 31 May 2002)
• David Michael Lyons

  IRN DML01069

  • CF30 Customer (19 Aug 2011 to 23 Aug 2013)
• David Michael Saunders

  IRN DMS00032

  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 May 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)
• David Murray

  IRN DXM01599

  • CF2 Non Executive Director (2 Sep 2009 to 30 Oct 2012)
• David Nicholas Evans

  IRN NXE01049

  • [FCA CF] Client dealing (since 28 Apr 2025)
  • SMF3 Executive Director (since 25 Sep 2024)
• David Richard Brown

  IRN DRB01167

  • CF30 Customer (20 Aug 2008 to 31 Jan 2014)
• David Sproul

  IRN DXS01495

  • CF16 Significant Mgt (Desgntd Investment Business) (14 Nov 2003 to 1 Jun 2004)

No changes recorded yet.