iSAM Funds (UK) Limited

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +442072589940

  Web

  https://www.isam.com

• Complaints Contact

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +442072588357

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Philip Smith

  IRN PXS00824

  • [FCA CF] Manager of certification employee (since 16 Oct 2024)
  • [FCA CF] Material risk taker (since 16 Oct 2024)
  • [FCA CF] Algorithmic trading (since 20 Aug 2024)
  • [FCA CF] Client dealing (since 20 Aug 2024)
• Radoslaw Szczepkowski

  IRN RXS00712

  • [FCA CF] Algorithmic trading (since 18 Jul 2022)
• Radu-Tudor Andra

  IRN RXA00596

  • [FCA CF] Client dealing (since 1 Oct 2025)
  • [FCA CF] Algorithmic trading (since 1 Oct 2025)
• Richard Mason

  IRN RXM09748

  • [FCA CF] Algorithmic trading (since 25 Nov 2020)
• Rob Every

  IRN RXE01273

  • [FCA CF] Significant management (25 Aug 2022 to 1 Aug 2023)
  • [FCA CF] Material risk taker (25 Aug 2022 to 1 Aug 2023)
  • [FCA CF] Manager of certification employee (25 Aug 2022 to 1 Aug 2023)
  • [FCA CF] Algorithmic trading (25 Nov 2020 to 28 Jun 2024)
  • CF30 Customer (30 Jun 2017 to 8 Dec 2019)
• Roy Sher

  IRN RXS01294

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (30 Jun 2017 to 8 Dec 2019)
  • CF1 Director (30 Jun 2017 to 8 Dec 2019)
• Ryan Poole

  IRN RSP01092

  • [FCA CF] Manager of certification employee (since 2 Aug 2023)
  • [FCA CF] Significant management (since 13 Nov 2020)
  • [FCA CF] Material risk taker (since 13 Nov 2020)
  • [FCA CF] Algorithmic trading (since 13 Nov 2020)
  • CF30 Customer (30 Jan 2019 to 8 Dec 2019)
• SOPHIA NICOLE HYER

  IRN SNH01068

  • [FCA CF] Client dealing (7 May 2021 to 19 Jul 2021)
• Sean Carl Hale

  IRN SCH01173

  • CF30 Customer (30 Jun 2017 to 26 Jan 2018)
• Shuo Huang

  IRN SXH01374

  • [FCA CF] Client dealing (since 10 Mar 2025)
  • [FCA CF] Algorithmic trading (since 10 Mar 2025)

No changes recorded yet.