iSAM Funds (UK) Limited

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +442072589940

  Web

  https://www.isam.com

• Complaints Contact

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +442072588357

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Daniel James Richards

  IRN DJR01309

  • CF30 Customer (30 Jun 2017 to 29 Jun 2018)
• Daniel Lister

  IRN DEL01052

  • [FCA CF] Material risk taker (since 25 Aug 2022)
  • [FCA CF] Significant management (since 25 Aug 2022)
  • [FCA CF] Manager of certification employee (since 25 Aug 2022)
  • [FCA CF] Algorithmic trading (since 25 Nov 2020)
  • CF30 Customer (30 Jun 2017 to 8 Dec 2019)
• Darren Upton

  IRN DSU01000

  • [FCA CF] Manager of certification employee (since 6 Nov 2020)
  • [FCA CF] Algorithmic trading (since 6 Nov 2020)
  • [FCA CF] Client dealing (since 6 Nov 2020)
  • [FCA CF] Material risk taker (since 6 Nov 2020)
  • [FCA CF] Significant management (since 6 Nov 2020)
  • CF29 Significant management (30 Jun 2017 to 8 Dec 2019)
  • CF30 Customer (30 Jun 2017 to 8 Dec 2019)
• Darren Ward

  IRN DXW00333

  • [FCA CF] Material risk taker (since 17 Feb 2023)
  • [FCA CF] Algorithmic trading (since 6 Nov 2020)
  • [FCA CF] Client dealing (since 6 Nov 2020)
• Dmitry Perepelkin

  IRN DXP01823

  • [FCA CF] Client dealing (since 7 Jul 2025)
  • [FCA CF] Manager of certification employee (since 7 Jul 2025)
  • [FCA CF] Algorithmic trading (since 4 Oct 2021)
• Findlay Akers

  IRN FXA00266

  • [FCA CF] Client dealing (since 13 Jan 2026)
  • [FCA CF] Algorithmic trading (since 13 Jan 2026)
• Fraser Milne

  IRN FXM00262

  • [FCA CF] Manager of certification employee (2 Aug 2023 to 3 Jul 2024)
• Gareth Thorburn

  IRN GXT00124

  • [FCA CF] Algorithmic trading (25 Nov 2020 to 6 Aug 2025)
• Gary Furlong

  IRN GXF00287

  • [FCA CF] Algorithmic trading (since 24 Apr 2026)
  • [FCA CF] Client dealing (since 24 Apr 2026)
• Georgios Vasilopoulos

  IRN GXV01229

  • CF30 Customer (30 Jun 2017 to 8 Dec 2019)

No changes recorded yet.