Date authorised
1 April 2013
Companies House
02887406
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Cheetham Hill Road
    Manchester
    M4 4FB
    UNITED KINGDOM
    Phone
    +4403448920118
  • Complaints Contact

    2 Cheetham Hill Road
    Manchester
    M4 4FB
    UNITED KINGDOM
    Phone
    +4403448920118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Manages Insurance Policies

    For All, General liability, Legal expenses, Miscellaneous financial loss

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Issues Insurance

    For All, General liability, Legal expenses, Miscellaneous financial loss

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Eric Done

    IRN PED01014

    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)
    • CF1 Director (AR) (14 Jan 2005 to 23 Feb 2015)
    • CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
  • Sarah Hart

    IRN HXS01185

    • SMF4 Chief Risk (10 Dec 2018 to 15 Dec 2021)
    • SMF2 Chief Finance (10 Dec 2018 to 15 Dec 2021)
    • SMF16 Compliance Oversight (10 Dec 2018 to 15 Dec 2021)
    • SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF3 Chief Executive (3 Dec 2013 to 1 Oct 2015)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 9 Dec 2018)
  • Sophie Louise Doel

    IRN SXD00745

    • [FCA CF] Significant management (1 Nov 2023 to 25 Oct 2024)
  • Stephen Lee Perry

    IRN SLP01060

    • SMF2 Chief Finance (5 Feb 2024 to 1 Jan 2025)
  • Stephen Lewis

    IRN SXL02198

    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 2 May 2023)
    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 2 May 2023)
    • SIMF10 Chair of the Risk Committee (31 Oct 2017 to 9 Dec 2018)
    • SIMF11 Chair of the Audit Committee (31 Oct 2017 to 9 Dec 2018)
  • Wade Martin

    IRN WXM01158

    • CF2 Non Executive Director (1 Feb 2005 to 5 May 2010)
  • Wan Hsien Heah

    IRN WXH00100

    • SMF20 Chief Actuary (since 28 Jun 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.