Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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COLLEGIATE MANAGEMENT SERVICES LIMITED
FRN 307301
- [FCA CF] Significant management (since 1 Apr 2024)
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- SMF16 Compliance Oversight (10 Dec 2018 to 15 Dec 2021)
- SMF4 Chief Risk (10 Dec 2018 to 15 Dec 2021)
- SMF2 Chief Finance (10 Dec 2018 to 15 Dec 2021)
- SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
- SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
- CF3 Chief Executive (3 Dec 2013 to 1 Oct 2015)
- CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
- CF10 Compliance Oversight (1 Dec 2001 to 9 Dec 2018)
- CF13 Finance (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.