IQUW Syndicate Management Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Lloyd's Syndicate Management

For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Senior staff personally approved by the FCA to hold their roles here.

Ian Dwight Broadwater
IRN IDB01067
- CF2 Non Executive Director (15 Apr 2013 to 6 Mar 2016)
Ian Russell Foy
IRN IRF01028
- CF2 Non Executive Director (AR) (13 Apr 2011 to 19 Apr 2013)
- Responsible for Insurance Mediation (14 Dec 2010 to 19 Apr 2013)
- CF1 Director (AR) (28 Oct 2010 to 19 Apr 2013)
- CF8 Apportionment and Oversight (1 Oct 2010 to 19 Apr 2013)
- CF3 Chief Executive (1 Oct 2010 to 19 Apr 2013)
- CF1 Director (1 Oct 2010 to 19 Apr 2013)
James Morley
IRN JXM01444
- CF8 Apportionment and Oversight (9 Jul 2002 to 1 Apr 2004)
- CF1 Director (9 Jul 2002 to 24 Jun 2005)
John David Birney
IRN JDB01178
- CF2 Non Executive Director (AR) (19 Dec 2012 to 31 Dec 2013)
John Edward Josiah
IRN JEJ01030
- CF1 Director (4 Jul 2005 to 1 Dec 2010)
- CF1 Director (AR) (14 Jan 2005 to 1 Dec 2010)
John Giles Holland
IRN JGH01158
- SMF4 Chief Risk (since 3 May 2024)
Jonathon Watson
IRN JXW00862
- [FCA CF] Significant management (since 16 Feb 2023)
Karen Dunn
IRN KXD00398
- SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Sep 2025)
- SMF16 Compliance Oversight (since 19 Sep 2025)
Katharine Anne Wade
IRN KAW01067
- SMF2 Chief Finance (10 Dec 2018 to 16 Aug 2019)
- SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
- CF1 Director (AR) (10 Feb 2014 to 16 Aug 2019)
- CF1 Director (3 Feb 2014 to 6 Mar 2016)
Katherine Jane Hamilton
IRN KXH24264
- SMF18 Other Overall Responsibility (23 Jan 2023 to 3 Oct 2023)

Smaller firms operating under this firm's FCA authorisation.

IQUW Syndicate Services Limited
FRN 402561 · Appointed 14 Jan 2005
Lynbrook Insurance Services Ltd (no longer appointed)
FRN 403754 · Appointed 14 Aug 2015 · Until 10 Oct 2019
E Red Ltd (no longer appointed)
FRN 462199 · Appointed 5 Jan 2007 · Until 4 May 2012
Arista Insurance Ltd (no longer appointed)
FRN 459593 · Appointed 2 Nov 2006 · Until 31 Dec 2013
ERS (A&H) Limited (no longer appointed)
FRN 402562 · Appointed 14 Jan 2005 · Until 28 Oct 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.