IQUW Syndicate Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Loan Servicing
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Lloyd's Syndicate Management

For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Senior staff personally approved by the FCA to hold their roles here.

Gary Sefton Barker
IRN GSB01072
- SMF3 Executive Director (10 Dec 2018 to 12 Jun 2019)
- CF1 Director (26 Sep 2018 to 9 Dec 2018)
Gavin Lee Williams
IRN GXW00301
- SMF18 Other Overall Responsibility (since 7 Feb 2023)
Gina Claire Thorogood
IRN GCB01060
- SIMF22 Chief Underwriting Officer Function (4 Jan 2018 to 29 Mar 2018)
Graham Fulcher
IRN GXF01074
- CF1 Director (1 Dec 2001 to 28 Jun 2002)
Harold Edward Clarke
IRN HEC01023
- CF2 Non Executive Director (14 Feb 2008 to 31 Mar 2010)
Heather Irene Thomas
IRN HIT01001
- SMF10 Chair of the Risk Committee (since 22 Apr 2022)
Henry Brunjes
IRN HXB01393
- CF2 Non Executive Director (1 Mar 2013 to 6 Mar 2016)
Henry Nicholas Almroth Colthurst
IRN HNC01004
- CF3 Chief Executive (11 Jun 2003 to 1 Apr 2004)
- CF1 Director (1 Dec 2001 to 21 Feb 2007)
Holly Buckley
IRN HXB00279
- [FCA CF] Significant management (6 Jul 2023 to 13 Jan 2026)
Ian David Parker
IRN IDP01028
- SMF3 Executive Director (10 Dec 2018 to 1 Dec 2020)
- SMF1 Chief Executive (10 Dec 2018 to 1 Dec 2020)
- Responsible for Insurance Distribution (1 Oct 2018 to 1 Dec 2020)
- SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
- Responsible for Insurance Mediation (7 May 2013 to 30 Sep 2018)
- CF1 Director (AR) (7 May 2013 to 1 Dec 2020)
- CF3 Chief Executive (15 Apr 2013 to 6 Mar 2016)
- CF8 Apportionment and Oversight (15 Apr 2013 to 6 Mar 2016)
- CF1 Director (15 Apr 2013 to 9 Dec 2018)

Smaller firms operating under this firm's FCA authorisation.

IQUW Syndicate Services Limited
FRN 402561 · Appointed 14 Jan 2005
Lynbrook Insurance Services Ltd (no longer appointed)
FRN 403754 · Appointed 14 Aug 2015 · Until 10 Oct 2019
E Red Ltd (no longer appointed)
FRN 462199 · Appointed 5 Jan 2007 · Until 4 May 2012
Arista Insurance Ltd (no longer appointed)
FRN 459593 · Appointed 2 Nov 2006 · Until 31 Dec 2013
ERS (A&H) Limited (no longer appointed)
FRN 402562 · Appointed 14 Jan 2005 · Until 28 Oct 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.