Date authorised
11 December 1985
Companies House
00426475
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Fenchurch Street
    London
    City Of London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +447495838901
  • Complaints Contact

    30 Fenchurch Street
    London
    EC3M 3BD
    UNITED KINGDOM
    Phone
    +4402038245589

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Loan Servicing

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Power Gullett

    IRN RPG01016

    • CF2 Non Executive Director (15 Apr 2013 to 6 Mar 2016)
  • Ryan Richard Warren

    IRN RRW01033

    • CF1 Director (AR) (13 Sep 2019 to 30 Jun 2022)
    • SMF2 Chief Finance (5 Sep 2019 to 30 Jun 2022)
    • SMF4 Chief Risk (10 Dec 2018 to 5 Sep 2019)
    • SMF20 Chief Actuary (10 Dec 2018 to 5 Sep 2019)
    • SIMF20 Chief Actuary Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (31 Mar 2015 to 6 Mar 2016)
  • Sarah Willmont

    IRN SAW01296

    • Director of firm who is not a certification employee or a SMF manager (since 31 Jul 2025)
  • Scott Julian Tillbrook

    IRN SXT00807

    • [FCA CF] Material risk taker (since 11 Jun 2025)
  • Simon Mahaffey

    IRN SXM03021

    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Aug 2023 to 29 Aug 2025)
    • SMF16 Compliance Oversight (16 Dec 2022 to 29 Aug 2025)
  • Sophie Louise Canape

    IRN SXM01329

    • [FCA CF] Significant management (since 6 Mar 2023)
  • Stavros Martis

    IRN SXM01644

    • SMF20 Chief Actuary (since 20 Oct 2021)
  • Steven Paul Tebbutt

    IRN SPT01097

    • SMF23 Chief Underwriting Officer (since 2 Sep 2025)
    • [FCA CF] Material risk taker (5 Jan 2023 to 7 Apr 2026)
    • SMF18 Other Overall Responsibility (21 Apr 2022 to 5 Jan 2023)
  • Stuart Roger Heath

    IRN SRH01120

    • CF1 Director (AR) (14 Jan 2005 to 14 Jul 2009)
  • Susan Patricia Kean

    IRN SPK01056

    • CF2 Non Executive Director (10 Sep 2008 to 13 Feb 2009)
    • CF1 Director (27 Feb 2008 to 28 Nov 2008)
    • CF28 Systems and controls (1 Nov 2007 to 13 Feb 2009)
    • CF14 Risk Assessment (3 Oct 2007 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.