Simon Mahaffey

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

IQUW Syndicate Management Limited (no longer approved here)
FRN 204851
- SMF17 Money Laundering Reporting Officer (MLRO) (4 Aug 2023 to 29 Aug 2025)
- SMF16 Compliance Oversight (16 Dec 2022 to 29 Aug 2025)
One Risk Africa Ltd. (no longer approved here)
FRN 589994
- Responsible for Insurance Distribution (1 Oct 2018 to 5 Oct 2018)
- CF1 Director (25 Jan 2013 to 5 Oct 2018)
- Responsible for Insurance Mediation (25 Jan 2013 to 30 Sep 2018)
DARAG LEGACY UK LTD (no longer approved here)
FRN 618659
- SIMF5 Head of Internal Audit Function (27 Sep 2016 to 6 Dec 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.