Investec Bank PLC

Date authorised
1 April 2013
Companies House
00489604
Last scraped
3 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    30 Gresham Street
    London
    EC2V 7QP
    UNITED KINGDOM
    Phone
    +4402075974000
    Web
    https://www.investec.com

  • Complaints Contact

    30 Gresham Street
    London
    EC2V 7QP
    UNITED KINGDOM
    Phone
    +4402075974469

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Lending

  • Financial Benchmarks

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Professional, Eligible Counterparty

  • Investment Advice (no pensions)

    For Professional, Eligible Counterparty, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Rights to or interests in investments, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Trade Settlement Routing

    For Retail (Investment), Professional, Eligible Counterparty, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Share, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

  • Credit Brokering

  • Stockbroking

    For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Consumer Loans

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Investment), Professional, Eligible Counterparty, Retail (Non-Investment Insurance), Commercial, Structured Deposits, Rights to or interests in investments, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Professional, Eligible Counterparty, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Retail (Investment), Professional, Eligible Counterparty, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Loughlin

    IRN SXL80811

    • (719)[FCA CF] Client dealing (6 Mar 2018 to 4 Mar 2020)
  • Stephen MacLaurin Elliott

    IRN SME01019

    • (1960)CF29 Significant management (7 Oct 2010 to 22 Jun 2012)
    • (1961)CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2002)
    • (1962)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 11 Mar 2002)
  • Stephen Robert Malthouse

    IRN SRM01112

    • (474)CF22 Investment Adviser (Trainee) (14 Nov 2002 to 27 Feb 2003)
  • Stephen St John Anstee

    IRN SSA01004

    • (80)CF30 Customer (1 Sep 2011 to 2 Sep 2012)
    • (81)CF26 Customer Trading (4 Sep 2002 to 23 Oct 2002)
    • (82)CF23 Corporate Finance Adviser (1 Dec 2001 to 23 Oct 2002)
  • Stephen Thomas Grainger

    IRN STG01025

    • (994)CF30 Customer (1 Nov 2007 to 12 Aug 2011)
    • (995)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Stephen White

    IRN SXW80812

    • (1723)[FCA CF] Manager of certification employee (5 Jan 2023 to 30 Jun 2024)
    • (1722)[FCA CF] Client dealing (6 Mar 2018 to 30 Jun 2024)
  • Steve Eric Torr

    IRN SET01047

    • (143)[PRA CF] Significant risk taker or Material risk taker (since 5 Mar 2023)
    • (144)[FCA CF] Material risk taker (since 5 Mar 2019)
    • (1720)[FCA CF] Manager of certification employee (6 Mar 2018 to 5 Mar 2019)
    • (1719)[FCA CF] Client dealing (6 Mar 2018 to 4 Mar 2020)
    • (1717)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (1718)CF22 Investment Adviser (Trainee) (31 Oct 2006 to 31 Oct 2007)
  • Steven (Steve) Ive

    IRN SXI80813

    • (718)[FCA CF] Client dealing (10 Dec 2018 to 2 Jul 2020)
  • Steven Alan Keeling

    IRN SAK01031

    • (798)[FCA CF] Client dealing (12 Apr 2021 to 30 Sep 2024)
  • Steven Archer

    IRN SXA01708

    • (899)CF30 Customer (28 Jul 2011 to 14 Oct 2013)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (231)[FCA CF] Client dealing

  2. controlled function added: (230)[FCA CF] Client dealing

  3. controlled function added: (229)[FCA CF] Manager of certification employee

  4. controlled function added: (228)[FCA CF] Client dealing

  5. controlled function added: (227)[FCA CF] Manager of certification employee

  6. controlled function added: (226)[FCA CF] Client dealing

  7. controlled function added: (225)[FCA CF] Manager of certification employee

  8. controlled function added: (224)[FCA CF] Material risk taker

  9. controlled function added: (223)[FCA CF] Client dealing

  10. controlled function added: (222)[PRA CF] Significant risk taker or Material risk taker

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