Investcorp Credit Management EU Limited

• Principal Place of Business

  Investcorp House

  48 Grosvenor Street

  London

  W1K 3HW

  UNITED KINGDOM

  Phone

  +4402076296600

  Web

  https://www.investcorp.com

• Complaints Contact

  Investcorp House

  48 Grosvenor Street

  London

  W1K 3HW

  UNITED KINGDOM

  Phone

  +4402076296600

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sanjay Kohli

  IRN SXK01775

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Nov 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 11 Nov 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Nov 2022)
  • CF30 Customer (25 Nov 2010 to 8 Dec 2019)
• Sarunas Leimontas

  IRN SXL01802

  • [FCA CF] Material risk taker (since 28 Mar 2024)
  • [FCA CF] Client dealing (since 7 Oct 2021)
• Sean Christopher Ferris

  IRN SXF01625

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (6 Oct 2014 to 8 Dec 2019)
• Shinya Wako

  IRN SXW01389

  • CF2 Non Executive Director (9 Apr 2008 to 8 Sep 2010)
• Simon Alexander Borrows

  IRN SAB01128

  • CF1 Director (25 Jan 2012 to 3 Mar 2017)
• Simon Charles Miller

  IRN SCM01079

  • CF10 Compliance Oversight (5 Feb 2008 to 21 Jul 2008)
  • CF11 Money Laundering Reporting (5 Feb 2008 to 21 Jul 2008)
• Simon Christopher Heywood

  IRN SXH01357

  • CF29 Significant management (23 Nov 2007 to 18 Jul 2008)
  • CF30 Customer (1 Nov 2007 to 15 Feb 2011)
  • CF23 Corporate Finance Adviser (1 Jul 2006 to 31 Oct 2007)
  • CF27 Investment Management (1 Jul 2006 to 31 Oct 2007)
• Simon Robert Thompson

  IRN SRT01091

  • CF2 Non Executive Director (27 Mar 2015 to 3 Mar 2017)
• Syed Abbas Marghoob Rizvi

  IRN SXR00336

  • [FCA CF] Material risk taker (since 9 Dec 2019)
• Teiji Teramoto

  IRN TXT01281

  • CF1 Director (17 Jun 2010 to 15 Feb 2011)

No changes recorded yet.