Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
3i Investments Plc
FRN 195262
- [FCA CF] Material risk taker (since 28 May 2020)
- [FCA CF] Client dealing (since 28 May 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF3 Chief Executive (17 May 2012 to 27 Aug 2019)
- CF1 Director (18 Oct 2011 to 8 Dec 2019)
- CF30 Customer (18 Oct 2011 to 8 Dec 2019)
-
- CF1 Director (21 Nov 2013 to 13 Aug 2019)
-
- CF1 Director (25 Jan 2012 to 3 Mar 2017)
-
- CF3 Chief Executive (21 Dec 2007 to 21 Apr 2010)
- CF30 Customer (21 Dec 2007 to 8 Nov 2011)
- CF4 Partner (21 Dec 2007 to 8 Nov 2011)
-
- CF30 Customer (1 Nov 2007 to 30 Sep 2011)
- CF27 Investment Management (2 Feb 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.