Investacc Limited

Date authorised
1 April 2013
Companies House
02719226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Solway House Business Park
    Kingstown
    Carlisle
    CA6 4BY
    UNITED KINGDOM
    Phone
    +4401228538988
    Web
    https://www.investacc.co.uk

  • Complaints Contact

    Solway House Business Park
    Kingstown
    Carlisle
    CA6 4BY
    UNITED KINGDOM
    Phone
    +4401228538988

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Darren Henderson

    IRN DXH01812

    • CF30 Customer (17 Mar 2010 to 30 Jun 2010)
  • David Arthur Garratt

    IRN DAG00039

    • CF21 Investment Adviser (28 Dec 2001 to 7 Nov 2002)
  • David Robert Hill

    IRN DRH00010

    • CF1 Director (1 Dec 2001 to 13 Jan 2003)
  • David William Jones

    IRN DWJ00001

    • CF21 Investment Adviser (26 Jan 2004 to 1 Dec 2005)
  • Derek Baty

    IRN DXB01508

    • CF30 Customer (7 Nov 2011 to 11 May 2012)
  • Derek Bernard Heaton

    IRN DBH01029

    • CF21 Investment Adviser (1 Oct 2003 to 25 Dec 2003)
  • Dianne Birtwistle

    IRN DXB00542

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 2 Apr 2024)
    • Appointed representative dealing with clients for which they require qualification (since 20 Mar 2024)
    • [FCA CF] Functions requiring qualifications (since 20 Mar 2024)
    • [FCA CF] Client dealing (since 20 Mar 2024)
  • Elspeth Karen Carpenter

    IRN EKC00002

    • CF30 Customer (1 Nov 2007 to 21 Dec 2012)
    • CF21 Investment Adviser (9 Jan 2002 to 31 Oct 2007)
  • Eric Joseph McCann

    IRN EXM00005

    • CF30 Customer (17 Jan 2012 to 21 Dec 2012)
  • Gareth Paul Benson

    IRN GPB01117

    • CF1 Director (AR) (15 Jun 2016 to 22 Sep 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.