Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Investacc Limited
FRN 154918
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 2 Apr 2024)
- [FCA CF] Functions requiring qualifications (since 20 Mar 2024)
- Appointed representative dealing with clients for which they require qualification (since 20 Mar 2024)
- [FCA CF] Client dealing (since 20 Mar 2024)
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DS Financial Management Ltd
FRN 194356
- (5)Employed By (since 2 Apr 2024)
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- Appointed representative dealing with clients for which they require qualification (27 Jan 2022 to 16 Feb 2024)
- [FCA CF] Client dealing (27 Jan 2022 to 16 Feb 2024)
- CF30 Customer (6 Jan 2022 to 16 Feb 2024)
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- (7)Employed By (6 Jan 2022 to 16 Feb 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.