Date authorised
1 April 2013
Companies House
00898166
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Perpetual Park
    Perpetual Park Drive
    Henley-on-Thames
    Oxfordshire
    RG9 1HH
    UNITED KINGDOM
    Phone
    +441491416032
  • Complaints Contact

    Perpetual Park
    Perpetual Park Drive
    Henley-on-Thames
    Oxfordshire
    RG9 1HH
    UNITED KINGDOM
    Phone
    +441491416548

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven Michael Hawes

    IRN SXH00310

    • [FCA CF] Material risk taker (31 Mar 2021 to 31 Dec 2023)
  • Stuart Campbell

    IRN SXC01281

    • CF26 Customer Trading (1 Dec 2001 to 18 Jan 2006)
  • Stuart Christopher Edwards

    IRN SXE00085

    • [FCA CF] Material risk taker (since 9 Dec 2019)
  • Stuart George Parks

    IRN SGP01051

    • CF27 Investment Management (1 Dec 2001 to 7 Nov 2005)
  • Susan Elizabeth Johnson

    IRN SEJ01010

    • CF27 Investment Management (1 Dec 2001 to 4 Feb 2002)
  • Suzanne Christensen

    IRN SXC21865

    • SMF4 Chief Risk (18 Feb 2020 to 11 Jan 2022)
  • Sybille Silke Hofmann

    IRN SSH01043

    • CF10a CASS Oversight function (13 May 2015 to 30 Jun 2018)
    • CF1 Director (13 May 2015 to 30 Jun 2018)
    • CF28 Systems and controls (19 Aug 2011 to 14 May 2015)
  • Tadao Minaguchi

    IRN TXM00581

    • [FCA CF] Material risk taker (since 27 Jun 2024)
    • [FCA CF] Manager of certification employee (since 27 Jun 2024)
  • Tadhg Dunne

    IRN TXD00281

    • [FCA CF] Manager of certification employee (since 2 Apr 2024)
    • [FCA CF] Significant management (since 2 Apr 2024)
  • Tamsin Alethea Faiers

    IRN TAF01013

    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.