Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
RBC Global Asset Management (UK) Limited
FRN 189154
- [FCA CF] Client dealing (since 1 Apr 2023)
- [FCA CF] Material risk taker (since 1 Apr 2023)
- [FCA CF] Manager of certification employee (since 1 Apr 2023)
-
- [FCA CF] Material risk taker (1 Jan 2022 to 1 Apr 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2023)
- CF30 Customer (29 May 2014 to 8 Dec 2019)
-
- CF30 Customer (1 Nov 2007 to 13 Feb 2014)
- CF27 Investment Management (4 Nov 2005 to 18 Jan 2006)
- CF26 Customer Trading (1 Dec 2001 to 18 Jan 2006)
-
- CF26 Customer Trading (1 Dec 2001 to 18 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.