Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Apr 2023)
    • [FCA CF] Material risk taker (since 1 Apr 2023)
    • [FCA CF] Manager of certification employee (since 1 Apr 2023)
  • BlueBay Asset Management LLP (no longer approved here)

    FRN 571599

    • [FCA CF] Material risk taker (1 Jan 2022 to 1 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2023)
    • CF30 Customer (29 May 2014 to 8 Dec 2019)
  • Invesco Asset Management Limited (no longer approved here)

    FRN 122674

    • CF30 Customer (1 Nov 2007 to 13 Feb 2014)
    • CF27 Investment Management (4 Nov 2005 to 18 Jan 2006)
    • CF26 Customer Trading (1 Dec 2001 to 18 Jan 2006)
  • Invesco Fund Managers Limited (no longer approved here)

    FRN 119298

    • CF26 Customer Trading (1 Dec 2001 to 18 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.