Invesco Asset Management Limited

• Principal Place of Business

  Perpetual Park

  Perpetual Park Drive

  Henley-on-Thames

  Oxfordshire

  RG9 1HH

  UNITED KINGDOM

  Phone

  +441491416032

  Web

  http://www.invesco.co.uk

• Complaints Contact

  60 London Wall

  London

  EC2M 5TQ

  UNITED KINGDOM

  Phone

  +442075433560

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ciaran Francis Mallon

  IRN CFM01018

  • 14. Managing investments
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 4 May 2022)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (31 Jan 2005 to 31 Oct 2007)
• Ciaran Gerard Joseph Askin

  IRN CGA01027

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Aug 2022)
  • CF11 Money Laundering Reporting (31 Mar 2017 to 8 Dec 2019)
• Ciaran Scollan

  IRN CXS00491

  • [FCA CF] Functions requiring qualifications (19 Jan 2022 to 9 Sep 2022)
• Claire Griffiths

  IRN CXG01201

  • CF27 Investment Management (1 Dec 2001 to 10 Jul 2003)
• Clayton Matthew Collier

  IRN CXC00181

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Jul 2020)
• Clive Bouch

  IRN CXB02017

  • CF2 Non Executive Director (9 Sep 2011 to 8 Dec 2019)
• Clive Llewellyn Ivor Victor Emery Emery

  IRN CXE00062

  • [FCA CF] Manager of certification employee (1 Feb 2021 to 30 Apr 2023)
  • [FCA CF] Material risk taker (22 Dec 2020 to 3 May 2022)
  • [FCA CF] Client dealing (22 Dec 2020 to 30 Apr 2023)
  • [FCA CF] Functions requiring qualifications (22 Dec 2020 to 30 Apr 2023)
• Colin Fitzgerald

  IRN CXF01379

  • SMF1 Chief Executive (6 Jan 2020 to 7 Feb 2022)
  • CF1 Director (7 Aug 2015 to 8 Dec 2019)
• Cristiano Stampa

  IRN CXS00197

  • [FCA CF] Manager of certification employee (since 30 Apr 2020)
  • [FCA CF] Client dealing (since 27 Mar 2020)
• Daiji Ozawa

  IRN DXO00085

  • [FCA CF] Material risk taker (21 Jun 2021 to 5 May 2022)
  • [FCA CF] Manager of certification employee (21 Jun 2021 to 3 Jul 2024)

No changes recorded yet.