Interactive Investor Services Limited

• Principal Place of Business

  Interactive Investor

  201 Deansgate

  Manchester

  M3 3NW

  UNITED KINGDOM

  Phone

  +443456076001

  Web

  https://www.ii.co.uk

• Complaints Contact

  Interactive Investor

  201 Deansgate

  Manchester

  M3 3NW

  UNITED KINGDOM

  Phone

  +443456076001

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Alternative Debenture, Debenture, Government and public security, Personal pension scheme, Share, Stakeholder pension scheme, Unit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.

• Thomas Murgatroyd

  IRN TXM15411

  • CF29 Significant management (12 Aug 2019 to 13 Sep 2019)
• Thomas William Robertshaw

  IRN TWR01011

  • CF30 Customer (1 Nov 2007 to 25 Dec 2009)
  • CF26 Customer Trading (26 Jul 2007 to 31 Oct 2007)
• Timothy Charles Levene

  IRN TCL01027

  • CF2 Non Executive Director (8 Jun 2017 to 22 Jan 2019)
• Timothy John Hanford

  IRN TJH01064

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 27 May 2022)
  • CF2 Non Executive Director (6 Jun 2017 to 8 Dec 2019)
• Timothy John Kluckowski

  IRN TJK01024

  • CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2006)
• Timothy Pinnington

  IRN TXP01098

  • CF16 Significant Mgt (Desgntd Investment Business) (2 Aug 2002 to 20 Jul 2004)
  • CF8 Apportionment and Oversight (18 Feb 2002 to 20 Jul 2004)
  • CF1 Director (7 Dec 2001 to 20 Jul 2004)
  • CF3 Chief Executive (7 Dec 2001 to 20 Jul 2004)
• Tracey Anne Ashworth-Davies

  IRN TAA01034

  • CF29 Significant management (20 Aug 2014 to 6 Jun 2017)
• Tracey Elizabeth Hahn

  IRN TEH01029

  • SMF12 Chair of the Remuneration Committee (since 29 Jun 2022)
  • Director of firm who is not a certification employee or a SMF manager (27 May 2022 to 28 Jun 2022)
• Tracy Jane Booth

  IRN TJB01129

  • CF29 Significant management (1 Nov 2007 to 11 Feb 2009)
  • CF1 Director (5 Jun 2007 to 19 Jan 2011)
  • CF17 Significant Mgt (Other Business Operations) (24 Jun 2003 to 31 Oct 2007)
• William Harry Hatanaka

  IRN WHH01023

  • CF1 Director (21 Oct 2009 to 1 Nov 2010)

• Caroola Group Limited (no longer appointed)

  FRN 794161 · Appointed 5 Aug 2024 · Until 13 Aug 2025

• The Motley Fool Ltd (no longer appointed)

  FRN 422737 · Appointed 27 Mar 2018 · Until 31 Jan 2019

No changes recorded yet.