Interactive Investor Services Limited

• Principal Place of Business

  Interactive Investor

  201 Deansgate

  Manchester

  M3 3NW

  UNITED KINGDOM

  Phone

  +443456076001

  Web

  https://www.ii.co.uk

• Complaints Contact

  Interactive Investor

  201 Deansgate

  Manchester

  M3 3NW

  UNITED KINGDOM

  Phone

  +443456076001

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Alternative Debenture, Debenture, Government and public security, Personal pension scheme, Share, Stakeholder pension scheme, Unit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments)

  Show 2 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) that it operates
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The investment types "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rolling spot forex contract" is restricted to securitised derivatives which meet the listing conditions.

• Mark Sebastian Cooper

  IRN MSC01045

  • CF30 Customer (19 May 2010 to 24 Feb 2011)
• Mary Tetlow

  IRN MXT00195

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jun 2021)
• Maryam Sahar Mumtaz

  IRN MXM01026

  • 16. Safeguarding and administering investments or holding client money
  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Functions requiring qualifications (since 7 May 2024)
• Matthew Gracey

  IRN MXG01225

  • CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2004)
• Matthew Turner

  IRN MRT01045

  • CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2004)
• Michael Alexander Foulkes

  IRN MAF01115

  • CF1 Director (19 Jul 2004 to 1 Dec 2006)
  • CF3 Chief Executive (19 Jul 2004 to 1 Dec 2006)
  • CF8 Apportionment and Oversight (19 Jul 2004 to 1 Dec 2006)
  • CF16 Significant Mgt (Desgntd Investment Business) (19 Jul 2004 to 1 Dec 2006)
• Michael Alexander French

  IRN MAF01190

  • CF28 Systems and controls (7 Aug 2013 to 19 Oct 2015)
• Michael Andrew Barrow

  IRN MAB01194

  • CF26 Customer Trading (13 Mar 2003 to 6 Feb 2004)
• Michael David Rothwell

  IRN MDR01053

  • CF30 Customer (1 Nov 2007 to 4 Apr 2008)
  • CF26 Customer Trading (28 Mar 2003 to 31 Oct 2007)
• Michael John Christopher Welford

  IRN MJW01288

  • CF30 Customer (1 Nov 2007 to 31 Jan 2018)
  • CF26 Customer Trading (5 Mar 2003 to 31 Oct 2007)

• Caroola Group Limited (no longer appointed)

  FRN 794161 · Appointed 5 Aug 2024 · Until 13 Aug 2025

• The Motley Fool Ltd (no longer appointed)

  FRN 422737 · Appointed 27 Mar 2018 · Until 31 Jan 2019

No changes recorded yet.