Date authorised
1 April 2013
Companies House
00798365
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    2 Gresham Street
    London
    EC2V 7AD
    UNITED KINGDOM
    Phone
    +4402076084900
  • Complaints Contact

    4th Floor
    2 Gresham Street
    London
    EC2V 7AD
    UNITED KINGDOM
    Phone
    +4402076084900

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Insurance Policies

    For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Issues Insurance

    For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

  • Runs Personal Pensions

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Connor Halsey

    IRN CXH48101

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 22 Sep 2023)
  • Cornelis Jacob Brits Wilcocks

    IRN CXW00839

    • [FCA CF] Significant management (since 13 Apr 2026)
    • [FCA CF] Material risk taker (since 13 Apr 2026)
  • Daisy Jay

    IRN DXJ00247

    • [FCA CF] Client dealing (21 Oct 2022 to 13 Apr 2026)
  • Damien James Ian Francis

    IRN DXF00272

    • [FCA CF] Material risk taker (since 17 Nov 2025)
  • Daniel Terry

    IRN DXT00250

    • [FCA CF] Manager of certification employee (1 Feb 2025 to 13 Apr 2026)
    • [FCA CF] Functions requiring qualifications (1 Aug 2022 to 13 Apr 2026)
  • Daniela Ciucalau

    IRN DXC48092

    • [FCA CF] Client dealing (9 Dec 2019 to 23 May 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 May 2024)
  • Darren Anthony Harrison

    IRN DAH01125

    • CF2 Non Executive Director (20 Dec 2006 to 3 Apr 2008)
    • CF10 Compliance Oversight (10 Nov 2004 to 29 Jun 2006)
    • CF11 Money Laundering Reporting (10 Nov 2004 to 29 Jun 2006)
    • CF1 Director (10 Nov 2004 to 20 Dec 2006)
  • David Cosgrove

    IRN DXC00246

    • 16. Safeguarding and administering investments or holding client money
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • [FCA CF] Functions requiring qualifications (1 Mar 2021 to 2 Mar 2021)
  • David Graham Charles Johnson

    IRN DGJ01047

    • [FCA CF] Significant management (since 1 Jan 2026)
    • [FCA CF] Material risk taker (since 17 Nov 2025)
    • [FCA CF] Manager of certification employee (since 31 Jul 2025)
    • SMF18 Other Overall Responsibility (4 Jul 2023 to 31 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 4 Jul 2023)
    • SMF16 Compliance Oversight (10 Dec 2018 to 4 Jul 2023)
    • CF11 Money Laundering Reporting (11 Sep 2009 to 9 Dec 2018)
    • CF10 Compliance Oversight (10 Mar 2009 to 9 Dec 2018)
  • David Juan George Peach

    IRN DJP01308

    • Director of firm who is not a certification employee or a SMF manager (since 23 Jun 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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