INSURANCE, RISK & CLAIMS MANAGEMENT LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Nicola Jayne Carter
IRN NXC81795
- SMF3 Executive Director (since 3 Nov 2023)
Pat (Walter Jefferies) Ward
IRN PWW01044
- Responsible for Insurance Mediation (14 Jan 2005 to 1 Jan 2009)
- CF3 Chief Executive (14 Jan 2005 to 1 Jan 2009)
- CF8 Apportionment and Oversight (14 Jan 2005 to 1 Jan 2009)
- CF1 Director (14 Jan 2005 to 1 Jan 2009)
Richard Charles Ward
IRN RCW01072
- SMF3 Executive Director (9 Dec 2019 to 13 Mar 2023)
- CF1 Director (14 Apr 2010 to 8 Dec 2019)
Richard John Cox
IRN RJC01223
- [FCA CF] Significant management (9 Dec 2019 to 21 May 2023)
- SMF3 Executive Director (9 Dec 2019 to 15 Oct 2024)
- [FCA CF] CASS oversight function (9 Dec 2019 to 21 May 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 15 Oct 2024)
- Responsible for Insurance Mediation (12 Jan 2009 to 30 Sep 2018)
- CF8 Apportionment and Oversight (12 Jan 2009 to 31 Mar 2009)
- CF1 Director (12 Jan 2009 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Motor Marine Ltd (no longer appointed)
FRN 536116 · Appointed 18 Nov 2010 · Until 12 Mar 2019
Langford Lifford Hall Ltd (no longer appointed)
FRN 534106 · Appointed 22 Oct 2010 · Until 12 Mar 2019
Intramore Ltd (no longer appointed)
FRN 534108 · Appointed 22 Oct 2010 · Until 11 Mar 2019
Simon Michael Johnson (no longer appointed)
FRN 534107 · Appointed 22 Oct 2010 · Until 15 Jan 2015
Gary Winter (no longer appointed)
FRN 531499 · Appointed 13 Sep 2010 · Until 11 Mar 2019
Martham Boatbuilding & Development Co. Ltd (no longer appointed)
FRN 525832 · Appointed 14 Jun 2010 · Until 12 Mar 2019
Andre Brickell (no longer appointed)
FRN 525821 · Appointed 14 Jun 2010 · Until 11 Mar 2019
Christopher Berry (no longer appointed)
FRN 525827 · Appointed 14 Jun 2010 · Until 20 Jan 2017
Andrew David Gordon (no longer appointed)
FRN 525817 · Appointed 14 Jun 2010 · Until 12 Mar 2019
Paul Ladyman (no longer appointed)
FRN 524188 · Appointed 18 May 2010 · Until 12 Mar 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.