Richard John Cox

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • INSURANCE, RISK & CLAIMS MANAGEMENT LIMITED (no longer approved here)

    FRN 304632

    • SMF3 Executive Director (9 Dec 2019 to 15 Oct 2024)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 21 May 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 21 May 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 15 Oct 2024)
    • CF1 Director (12 Jan 2009 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (12 Jan 2009 to 31 Mar 2009)
    • Responsible for Insurance Mediation (12 Jan 2009 to 30 Sep 2018)
  • NFP CONSUMER INSURANCE SERVICES LIMITED (no longer approved here)

    FRN 304910

    • SMF3 Executive Director (9 Dec 2019 to 15 Oct 2024)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 21 May 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 21 May 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 15 Oct 2024)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • KGJ Commercial Insurance Services Limited (no longer approved here)

    FRN 304911

    • SMF3 Executive Director (9 Dec 2019 to 15 Oct 2024)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 21 May 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 21 May 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 15 Oct 2024)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Annan Insurance Services Limited (no longer approved here)

    FRN 304913

    • SMF3 Executive Director (9 Dec 2019 to 15 Oct 2024)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 21 May 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 21 May 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 15 Oct 2024)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Insureit UK Ltd (no longer approved here)

    FRN 449774

    • [FCA CF] Significant management (9 Dec 2019 to 21 May 2023)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 21 May 2023)
    • SMF3 Executive Director (9 Dec 2019 to 15 Oct 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 15 Oct 2024)
    • CF1 Director (17 May 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (17 May 2006 to 31 Mar 2009)
    • Responsible for Insurance Mediation (17 May 2006 to 30 Sep 2018)
  • MPM Insurance Services Limited (no longer approved here)

    FRN 491895

    • [FCA CF] Significant management (9 Dec 2019 to 21 May 2023)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 21 May 2023)
    • SMF3 Executive Director (9 Dec 2019 to 15 Oct 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 15 Oct 2024)
    • Responsible for Insurance Mediation (2 Jan 2009 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (2 Jan 2009 to 31 Mar 2009)
    • CF1 Director (2 Jan 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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