Insight Investment International Limited

• Principal Place of Business

  160 Queen Victoria Street

  London

  EC4V 4LA

  UNITED KINGDOM

  Phone

  +4402071634000

  Web

  https://www.insightinvestment.com

• Complaints Contact

  160 Queen Victoria Street

  London

  EC4V 4LA

  UNITED KINGDOM

  Phone

  +442045701348

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charles Patrick Dolan

  IRN CPD01023

  • CF27 Investment Management (13 Jun 2005 to 27 Jul 2005)
• Charles Totts

  IRN CXT00074

  • [FCA CF] Algorithmic trading (9 Dec 2019 to 26 Apr 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
• Chi Yeo

  IRN CYY01001

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
• Chris Brown

  IRN CIB01013

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (20 Apr 2022 to 31 Dec 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • CF30 Customer (1 Jul 2013 to 8 Dec 2019)
• Christopher Bernard Veldman

  IRN CBV01002

  • CF30 Customer (1 Nov 2007 to 15 Jan 2014)
  • CF27 Investment Management (1 Mar 2006 to 31 Oct 2007)
• Christopher Broadley

  IRN CXB00799

  • [FCA CF] Client dealing (11 May 2023 to 31 Dec 2025)
• Christopher Gerald Biggins

  IRN CGB01037

  • SMF16 Compliance Oversight (9 Dec 2019 to 30 Sep 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Sep 2025)
  • CF10 Compliance Oversight (2 Apr 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Apr 2019 to 8 Dec 2019)
• Christopher John Matonti

  IRN CJM01153

  • CF26 Customer Trading (1 Jun 2005 to 1 Jun 2005)
• Claire Anne Bews

  IRN CXB01364

  • [FCA CF] Client dealing (14 Oct 2021 to 31 Dec 2025)
• Clement Larrue

  IRN CXL13362

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Feb 2024)
  • CF30 Customer (9 Apr 2019 to 8 Dec 2019)

• Pareto Australia Pty Limited (no longer appointed)

  FRN 448112 · Appointed 13 Feb 2006 · Until 28 Jan 2014

• Pareto New York LLC (no longer appointed)

  FRN 448110 · Appointed 13 Feb 2006 · Until 28 Jan 2014

No changes recorded yet.