Insight Investment International Limited

Watch for changes

FRN: 416024
Date authorised: 1 June 2005
Companies House: 03169281
Last scraped: 2 weeks ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

160 Queen Victoria Street

London

EC4V 4LA

UNITED KINGDOM

Phone

+4402071634000

Web

https://www.insightinvestment.com
Complaints Contact

160 Queen Victoria Street

London

EC4V 4LA

UNITED KINGDOM

Phone

+442045701348

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Callum Duffy
IRN CXD08032
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
- CF30 Customer (13 Sep 2019 to 8 Dec 2019)
Carina Müller-Harnig
IRN CXM01910
- CF30 Customer (13 Aug 2013 to 14 Nov 2013)
Carl Burdett
IRN CAB01164
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
- CF30 Customer (1 Jul 2013 to 8 Dec 2019)
Carl Fredrik Werneman
IRN CFW01009
- CF30 Customer (25 Nov 2015 to 2 Jul 2019)
Carl Mastroianni
IRN CXM01697
- CF30 Customer (1 Nov 2007 to 15 Jan 2014)
- CF21 Investment Adviser (29 Jul 2005 to 31 Oct 2007)
Carolyn Margaret Christie
IRN CMB01112
- CF28 Systems and controls (1 Mar 2009 to 1 Jan 2013)
- CF1 Director (28 Apr 2008 to 1 Jan 2013)
- CF29 Significant management (1 Nov 2007 to 1 Jan 2013)
- CF30 Customer (1 Nov 2007 to 5 Dec 2011)
- CF26 Customer Trading (19 Sep 2005 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (1 Jun 2005 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Jun 2005 to 31 Oct 2007)
Catherine Parker
IRN CXP01398
- CF11 Money Laundering Reporting (6 Nov 2006 to 9 Dec 2016)
Cathy Braganza
IRN CXB01282
- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
- CF30 Customer (18 Jun 2015 to 8 Dec 2019)
Charles Farquharson
IRN CBF01009
- [FCA CF] Material risk taker (9 Dec 2019 to 3 Dec 2020)
- CF1 Director (1 Jan 2013 to 30 Jun 2017)
Charles Michael Ashley Griffith
IRN CMG01110
- CF30 Customer (24 May 2016 to 4 Jan 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Pareto Australia Pty Limited (no longer appointed)
FRN 448112 · Appointed 13 Feb 2006 · Until 28 Jan 2014
Pareto New York LLC (no longer appointed)
FRN 448110 · Appointed 13 Feb 2006 · Until 28 Jan 2014

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.