Insight Investment International Limited

• Principal Place of Business

  160 Queen Victoria Street

  London

  EC4V 4LA

  UNITED KINGDOM

  Phone

  +4402071634000

  Web

  https://www.insightinvestment.com

• Complaints Contact

  160 Queen Victoria Street

  London

  EC4V 4LA

  UNITED KINGDOM

  Phone

  +442045701348

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Naveen Bharat Joshi

  IRN NBJ01005

  • CF30 Customer (15 May 2009 to 9 Aug 2010)
• Neil Christopher Craig Jr

  IRN NCC01048

  • CF30 Customer (1 Nov 2007 to 4 Jan 2011)
  • CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)
• Neil John Walker

  IRN NJW01086

  • CF30 Customer (1 Jul 2013 to 28 Jul 2017)
• Nicholas Andrew Love

  IRN NXL01155

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Dec 2020)
  • CF30 Customer (27 Nov 2017 to 8 Dec 2019)
• Nicholas Ivey

  IRN NJI00012

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • CF30 Customer (3 Nov 2015 to 8 Dec 2019)
• Nicholas Robinson

  IRN NJR01078

  • [FCA CF] Manager of certification employee (since 26 Apr 2022)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Algorithmic trading (9 Dec 2019 to 18 Mar 2026)
• Nicholas Sheffield

  IRN NXS10627

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • CF30 Customer (28 Jan 2019 to 8 Dec 2019)
• Nivine Radi

  IRN NXR01237

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2025)
  • CF30 Customer (18 Jun 2015 to 8 Dec 2019)
• Noriyuki Okuyama

  IRN NXO01044

  • [FCA CF] Manager of certification employee (19 Apr 2022 to 18 Mar 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 18 Mar 2026)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (23 Oct 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Jun 2005 to 23 Oct 2007)
• Olaf Werner John

  IRN OXJ01020

  • CF30 Customer (1 Jul 2013 to 26 Sep 2019)

• Pareto Australia Pty Limited (no longer appointed)

  FRN 448112 · Appointed 13 Feb 2006 · Until 28 Jan 2014

• Pareto New York LLC (no longer appointed)

  FRN 448110 · Appointed 13 Feb 2006 · Until 28 Jan 2014

No changes recorded yet.