Insight Financial Associates Limited

• Principal Place of Business

  Insight Financial Associates Ltd

  Insight House 7a

  Alkmaar Way

  Norwich

  Norfolk

  NR6 6BF

  UNITED KINGDOM

  Phone

  +4401603268080

  Web

  https://www.insightifa.com

• Complaints Contact

  Insight Financial Associates Ltd

  Insight House 7a

  Alkmaar Way

  Norwich

  Norfolk

  NR6 6BF

  UNITED KINGDOM

  Phone

  +4401603268080

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Sarah Louise Nelis

  IRN SLN01036

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 17 May 2021)
  • [FCA CF] Functions requiring qualifications (since 17 May 2021)
• Shane Robert Allen Frank

  IRN SXF00153

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 29 Apr 2024)
  • [FCA CF] Functions requiring qualifications (since 29 Apr 2024)
• Simon Alexander Marzell

  IRN SAM00056

  • CF1 Director (AR) (23 Dec 2014 to 15 Oct 2018)
• Simon David Lister

  IRN SDL00019

  • CF1 Director (6 Feb 2008 to 30 Jun 2011)
  • CF30 Customer (1 Nov 2007 to 30 Jun 2011)
  • CF24 Pension Transfer Specialist (2 Jan 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
• Stephen Kenneth Osbiston

  IRN SKO00001

  • [FCA CF] Client dealing (9 Dec 2019 to 1 May 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 May 2024)
  • CF30 Customer (1 Oct 2018 to 8 Dec 2019)
• Stephen Paul Dockerty

  IRN SPD00024

  • [FCA CF] Functions requiring qualifications (31 Jan 2023 to 1 Feb 2023)
  • [FCA CF] Client dealing (31 Jan 2023 to 1 Feb 2023)
• Steven Kibler

  IRN SJK00005

  • [FCA CF] Manager of certification employee (5 Feb 2024 to 19 Dec 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 Aug 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Aug 2022)
  • CF30 Customer (1 Nov 2007 to 19 Feb 2019)
  • CF21 Investment Adviser (2 Jan 2007 to 31 Oct 2007)
• Steven Wheatcroft

  IRN SXW00126

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 5 Apr 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2022)
  • CF30 Customer (25 Oct 2018 to 5 Apr 2022)
• Stewart McLean

  IRN SXM00069

  • [FCA CF] Client dealing (9 Dec 2019 to 25 Mar 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Mar 2024)
  • CF30 Customer (22 Jan 2010 to 8 Dec 2019)
• Stuart Cameron Green

  IRN SXG00222

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 1 Apr 2021)
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2021)

• Dafferns Wealth Limited (no longer appointed)

  FRN 826548 · Appointed 20 Nov 2018 · Until 10 Jan 2022

• Insight Health Solutions Ltd (no longer appointed)

  FRN 675717 · Appointed 6 Mar 2015 · Until 6 Nov 2018

• Insight Private Finance Limited (no longer appointed)

  FRN 409065 · Appointed 26 Sep 2014 · Until 9 Apr 2021

• Higgs Boson Consultants LLP (no longer appointed)

  FRN 589353 · Appointed 31 Jan 2013 · Until 6 Jan 2015

No changes recorded yet.