Date authorised
1 April 2013
Companies House
FC010062
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Moorgate
    London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000
  • Complaints Contact

    Ing Bank
    8-10 Moorgate
    London
    City Of London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

    Show 1 limitation
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Eduardo Amilibia Villar

    IRN EXA00118

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2024)
    • [FCA CF] Material risk taker (since 1 Jan 2024)
  • Edward Angos Fryer

    IRN EAF01015

    • CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2002)
  • Edward Charles Fogg

    IRN ECF01012

    • CF30 Customer (22 Jun 2010 to 14 Nov 2012)
  • Edward James Currer Williams Bailey

    IRN EJB01097

    • [FCA CF] Client dealing (15 Oct 2018 to 28 Oct 2020)
    • CF30 Customer (1 Nov 2007 to 28 Aug 2012)
    • CF23 Corporate Finance Adviser (6 Jun 2007 to 31 Oct 2007)
  • Edward Jonathan Streeter

    IRN EXS00252

    • [FCA CF] Client dealing (since 4 Oct 2022)
  • Edward Louis, Chun Weng Tong

    IRN ELT01010

    • CF21 Investment Adviser (21 Jan 2005 to 31 May 2007)
  • Edward McCaig

    IRN EXM01102

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Oct 2002)
  • Edward Robin Donald

    IRN EXD01100

    • CF30 Customer (28 May 2010 to 22 Nov 2012)
  • Edward Thomas Brown

    IRN ETB01006

    • [FCA CF] Manager of certification employee (24 Oct 2022 to 31 Aug 2023)
    • [FCA CF] Client dealing (9 Sep 2019 to 31 Dec 2023)
    • [FCA CF] Material risk taker (9 Sep 2019 to 31 Dec 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (20 Jun 2005 to 31 Oct 2007)
  • Edward Vasco Osorio Litchfield

    IRN EVL01001

    • CF23 Corporate Finance Adviser (29 Jan 2002 to 16 Apr 2004)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.