Date authorised
1 April 2013
Companies House
FC010062
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Moorgate
    London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000
  • Complaints Contact

    Ing Bank
    8-10 Moorgate
    London
    City Of London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

    Show 1 limitation
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brett Allan Forbes

    IRN BAF01012

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2024)
    • [FCA CF] Client dealing (since 1 Nov 2024)
    • [FCA CF] Manager of certification employee (since 1 Nov 2024)
    • [FCA CF] Material risk taker (since 1 Nov 2024)
    • SMF22 Other Local Responsibility (27 May 2022 to 31 Oct 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 27 May 2022)
    • [FCA CF] Client dealing (7 Mar 2016 to 27 May 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (3 Sep 2007 to 31 Oct 2007)
  • Brian Ing-Yong Ng

    IRN BXI01011

    • CF21 Investment Adviser (6 Feb 2002 to 22 Jul 2002)
  • Brian Vincent McLeavy

    IRN BVM01003

    • CF21 Investment Adviser (1 Dec 2001 to 11 Jul 2002)
  • Brice Van Dyck

    IRN BXV01109

    • [FCA CF] Manager of certification employee (24 Oct 2022 to 31 Oct 2023)
    • [PRA CF] Significant risk taker or Material risk taker (24 Oct 2022 to 31 Oct 2023)
    • [FCA CF] Material risk taker (1 Jan 2021 to 31 Oct 2023)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Oct 2023)
    • CF30 Customer (4 Apr 2014 to 6 Mar 2016)
  • Brieuc Verhaegen

    IRN BXV01080

    • CF30 Customer (22 Sep 2010 to 29 Oct 2010)
  • Bruce Alan Packard

    IRN BAP01016

    • CF21 Investment Adviser (15 Oct 2003 to 17 Nov 2005)
  • Bruce Gray McKenzie

    IRN BGM01027

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Bruna Sofia Vilela da Silva Ferreira Travassos

    IRN BXV00095

    • [FCA CF] Proprietary trader (since 22 Sep 2025)
    • [FCA CF] Client dealing (since 22 Sep 2025)
  • Bryan Michael Elliott

    IRN BME01003

    • CF21 Investment Adviser (29 Jan 2002 to 29 Mar 2002)
  • Bryony Louise Sinclair

    IRN BLB01012

    • CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2004)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.