Brett Allan Forbes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ING Bank N.V.

    FRN 124940

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2024)
    • [FCA CF] Client dealing (since 1 Nov 2024)
    • [FCA CF] Manager of certification employee (since 1 Nov 2024)
    • [FCA CF] Material risk taker (since 1 Nov 2024)
    • SMF22 Other Local Responsibility (27 May 2022 to 31 Oct 2024)
    • [FCA CF] Client dealing (7 Mar 2016 to 27 May 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 27 May 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF23 Corporate Finance Adviser (3 Sep 2007 to 31 Oct 2007)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 29 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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