Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
8-10 MoorgateLondonEC2R 6DAUNITED KINGDOM- Phone
- +442077671000
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Complaints Contact
Ing Bank8-10 MoorgateLondonCity Of LondonEC2R 6DAUNITED KINGDOM- Phone
- +442077671000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Professional, Eligible Counterparty, Deposit
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
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Carbon Auction Bidding
For Eligible Counterparty, Professional, Emissions Auction Product
Show 1 limitation Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
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Trades With You Directly
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
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Investment Setup
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Maximilian Pier-Luigi Seifarth
IRN MPS01151
- (690)CF30 Customer (12 Jun 2013 to 6 Mar 2016)
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Maximilien Van Hecke
IRN MXV56699
- (894)[FCA CF] Client dealing (12 Jun 2018 to 28 Oct 2020)
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Maxwell Roger Alexander Hawkins
IRN MRH01146
- (1247)CF21 Investment Adviser (14 Feb 2002 to 30 Jul 2003)
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Mazen Bassem Abdu El Sabrouty
IRN MXE00353
- (335)[FCA CF] Client dealing (since 12 Dec 2024)
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Mehrad Oroudji
IRN MXO56563
- (294)[FCA CF] Client dealing (16 Jan 2018 to 23 Apr 2019)
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Melisa Ulaman
IRN MXU00090
- (2326)[FCA CF] Client dealing (7 Feb 2025 to 1 Apr 2025)
- (2327)[FCA CF] Proprietary trader (7 Feb 2025 to 1 Apr 2025)
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Melissa Haak
IRN MKB01067
- (1157)CF30 Customer (11 May 2012 to 6 Mar 2016)
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Melissa Stonard
IRN MXC01439
- (1350)CF21 Investment Adviser (29 Jan 2002 to 15 Jul 2002)
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Melvyn Cooke
IRN MXC56353
- (511)[FCA CF] Client dealing (since 12 Aug 2016)
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Menachem Marc Ovits
IRN MMO01001
- (2511)CF30 Customer (8 Feb 2010 to 31 Jul 2010)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (476)[FCA CF] Client dealing
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controlled function added: (475)[FCA CF] Proprietary trader
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controlled function added: (474)[FCA CF] Client dealing
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controlled function added: (473)[FCA CF] Client dealing
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controlled function added: (472)[FCA CF] Client dealing
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controlled function added: (471)[FCA CF] Proprietary trader
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controlled function added: (470)[FCA CF] Client dealing
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controlled function added: (469)[FCA CF] Client dealing
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controlled function added: (468)[FCA CF] Client dealing
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controlled function added: (467)[FCA CF] Manager of certification employee