Menachem Marc Ovits

• Alpha Wealth Management Limited

  FRN 747216

  • 9A. Advising on P2P agreements
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
  • [FCA CF] Client dealing (since 1 Jan 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF1 Director (9 Sep 2016 to 8 Dec 2019)
  • CF10 Compliance Oversight (9 Sep 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (9 Sep 2016 to 8 Dec 2019)
  • CF30 Customer (9 Sep 2016 to 8 Dec 2019)
  • Responsible for Insurance Mediation (9 Sep 2016 to 30 Sep 2018)
• M & N INSURANCE SERVICE LIMITED (no longer approved here)

  FRN 305837

  • CF30 Customer (23 Dec 2014 to 14 Sep 2016)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF30 Customer (31 Jan 2012 to 18 Dec 2014)
• ING Bank N.V. (no longer approved here)

  FRN 124940

  • CF30 Customer (8 Feb 2010 to 31 Jul 2010)
• JPMorgan Chase Bank, National Association (no longer approved here)

  FRN 124491

  • CF30 Customer (1 Nov 2007 to 27 Aug 2008)
  • CF21 Investment Adviser (23 May 2006 to 31 Oct 2007)
• J.P. Morgan Securities plc (no longer approved here)

  FRN 155240

  • CF30 Customer (1 Nov 2007 to 27 Aug 2008)
  • CF21 Investment Adviser (23 May 2006 to 31 Oct 2007)

No changes recorded yet.