Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
8-10 MoorgateLondonEC2R 6DAUNITED KINGDOM- Phone
- +442077671000
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Complaints Contact
Ing Bank8-10 MoorgateLondonCity Of LondonEC2R 6DAUNITED KINGDOM- Phone
- +442077671000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Professional, Eligible Counterparty, Deposit
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
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Carbon Auction Bidding
For Eligible Counterparty, Professional, Emissions Auction Product
Show 1 limitation Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
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Trades With You Directly
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
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Investment Setup
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Matthew Christopher McDonald
IRN MCM01136
- (1163)CF30 Customer (8 Jan 2009 to 15 Jun 2010)
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Matthew David Barnard
IRN MXB00867
- (418)[FCA CF] Client dealing (since 7 Apr 2022)
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Matthew Down
IRN MXD01818
- (120)[FCA CF] Proprietary trader (since 13 May 2021)
- (119)[FCA CF] Client dealing (since 7 Mar 2016)
- (1633)CF30 Customer (18 Dec 2008 to 6 Mar 2016)
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Matthew Gillick
IRN MXG00467
- (420)[PRA CF] Managing a material risk taker (since 1 Apr 2024)
- (421)[PRA CF] Significant risk taker or Material risk taker (since 24 Oct 2022)
- (423)[FCA CF] Manager of certification employee (since 24 Oct 2022)
- (422)[FCA CF] Material risk taker (since 30 Mar 2022)
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Matthew Hancox
IRN MJH01309
- (264)[FCA CF] Manager of certification employee (since 1 Jan 2024)
- (263)[FCA CF] Client dealing (since 7 Mar 2016)
- (2134)[FCA CF] Material risk taker (7 Mar 2016 to 1 Jan 2019)
- (2132)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- (2133)CF23 Corporate Finance Adviser (29 Jan 2002 to 31 Oct 2007)
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Matthew Heard
IRN MXH01492
- (1255)CF21 Investment Adviser (21 Feb 2002 to 7 May 2002)
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Matthew James Mays
IRN MXM01765
- (2341)[FCA CF] Client dealing (2 Apr 2024 to 3 Mar 2026)
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Matthew James Pearce
IRN MJP01180
- (238)[FCA CF] Client dealing (since 7 Mar 2016)
- (2040)[FCA CF] Material risk taker (7 Mar 2016 to 1 Jan 2021)
- (2038)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- (2039)CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
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Matthew James Rhys-Evans
IRN MJR01329
- (744)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- (745)CF23 Corporate Finance Adviser (3 Jul 2006 to 31 Oct 2007)
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Matthew Paul Johnson
IRN MPJ01024
- (1980)CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2003)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (476)[FCA CF] Client dealing
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controlled function added: (475)[FCA CF] Proprietary trader
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controlled function added: (474)[FCA CF] Client dealing
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controlled function added: (473)[FCA CF] Client dealing
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controlled function added: (472)[FCA CF] Client dealing
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controlled function added: (471)[FCA CF] Proprietary trader
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controlled function added: (470)[FCA CF] Client dealing
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controlled function added: (469)[FCA CF] Client dealing
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controlled function added: (468)[FCA CF] Client dealing
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controlled function added: (467)[FCA CF] Manager of certification employee