ING Bank N.V.

Date authorised
1 April 2013
Companies House
FC010062
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Moorgate
    London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000
    Web
    https://www.ing.com

  • Complaints Contact

    Ing Bank
    8-10 Moorgate
    London
    City Of London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Professional, Eligible Counterparty, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

    Show 1 limitation
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roger Delanoy Clarke

    IRN RDC01052

    • (2103)CF30 Customer (1 Nov 2007 to 30 Jun 2009)
    • (2104)CF23 Corporate Finance Adviser (13 Jun 2007 to 31 Oct 2007)
  • Roger Henry Edward Gardner

    IRN RHG01028

    • (250)[PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2022)
    • (252)[FCA CF] Material risk taker (since 1 Nov 2022)
    • (253)[FCA CF] Manager of certification employee (since 24 Oct 2022)
    • (254)[FCA CF] Proprietary trader (since 13 May 2021)
    • (251)[FCA CF] Client dealing (since 7 Mar 2016)
    • (2080)[FCA CF] Material risk taker (7 Mar 2016 to 30 Nov 2021)
    • (2079)CF30 Customer (10 Jan 2011 to 6 Mar 2016)
  • Rohit Tiwari

    IRN RXT01394

    • (169)CF30 Customer (8 Nov 2007 to 17 Dec 2007)
  • Roisin O’Reilly-Smyth

    IRN RXO00110

    • (2389)[FCA CF] Client dealing (30 Aug 2022 to 12 Apr 2026)
  • Roman Vysotskiy

    IRN RXV01109

    • (790)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (791)CF23 Corporate Finance Adviser (17 Mar 2006 to 31 Oct 2007)
  • Ronald Paul Smith

    IRN RPS01091

    • (832)CF21 Investment Adviser (6 Sep 2005 to 15 Mar 2006)
  • Ronald Willyam Visser

    IRN RXV56722

    • (898)[FCA CF] Material risk taker (7 Mar 2016 to 22 May 2019)
  • Ronan O'Sullivan

    IRN RXO01177

    • (631)CF30 Customer (25 Jul 2011 to 1 Oct 2012)
  • Ronen Roni Biron

    IRN RRB01043

    • (596)CF21 Investment Adviser (26 Feb 2007 to 6 Sep 2007)
  • Rony Gielman

    IRN RXG01567

    • (826)CF30 Customer (22 Feb 2011 to 9 Nov 2011)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (176)[FCA CF] Manager of certification employee

  2. controlled function added: (175)[FCA CF] Client dealing

  3. controlled function added: (174)[FCA CF] Proprietary trader

  4. controlled function added: (173)[FCA CF] Manager of certification employee

  5. controlled function added: (172)[FCA CF] Client dealing

  6. controlled function added: (171)[FCA CF] Manager of certification employee

  7. controlled function added: (170)[FCA CF] Material risk taker

  8. controlled function added: (169)[FCA CF] Client dealing

  9. controlled function added: (168)[PRA CF] Significant risk taker or Material risk taker

  10. controlled function added: (167)[FCA CF] Proprietary trader

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