Roger Henry Edward Gardner

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ING Bank N.V.

    FRN 124940

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2022)
    • [FCA CF] Material risk taker (since 1 Nov 2022)
    • [FCA CF] Manager of certification employee (since 24 Oct 2022)
    • [FCA CF] Proprietary trader (since 13 May 2021)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Nov 2021)
    • CF30 Customer (10 Jan 2011 to 6 Mar 2016)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (1 Nov 2007 to 18 Jan 2008)
    • CF26 Customer Trading (8 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.