ING Bank N.V.

Date authorised
1 April 2013
Companies House
FC010062
Last scraped
2 weeks ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Moorgate
    London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000
    Web
    https://www.ing.com

  • Complaints Contact

    Ing Bank
    8-10 Moorgate
    London
    City Of London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Professional, Eligible Counterparty, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

    Show 1 limitation
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Seung-Jin Lee

    IRN SXL01186

    • (281)CF21 Investment Adviser (1 Dec 2001 to 23 Jun 2003)
  • Shah Shams-Ur Rahman

    IRN SSR01016

    • (1302)CF21 Investment Adviser (18 Jan 2002 to 15 Apr 2002)
  • Shalini Pal

    IRN SXP02729

    • (1390)CF30 Customer (27 Nov 2015 to 6 Mar 2016)
  • Shane Ince

    IRN SXI01020

    • (533)[FCA CF] Client dealing (7 Mar 2016 to 2 Aug 2019)
    • (531)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (532)CF23 Corporate Finance Adviser (29 Jan 2002 to 31 Oct 2007)
  • Shane Michael O'Neill

    IRN SMO01048

    • (1551)[FCA CF] Client dealing (31 Jul 2018 to 30 Jun 2021)
  • Sharron Flanagan

    IRN SXF01120

    • (580)CF30 Customer (1 Nov 2007 to 31 Mar 2009)
    • (581)CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Shaun Andrew Cracknell

    IRN SAC01144

    • (1047)CF21 Investment Adviser (14 May 2003 to 9 Mar 2005)
  • Shaun Donald Smith

    IRN SDS01074

    • (206)[FCA CF] Client dealing (since 7 Feb 2018)
    • (1873)CF23 Corporate Finance Adviser (28 May 2003 to 2 Jul 2004)
  • Shaunn Anthony Griffiths

    IRN SAG01117

    • (955)CF30 Customer (7 May 2010 to 29 Apr 2011)
  • Sheila Christine Sagayam

    IRN SCS01058

    • (1205)CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2002)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (186)[FCA CF] Manager of certification employee

  2. controlled function added: (185)[FCA CF] Material risk taker

  3. controlled function added: (184)[FCA CF] Client dealing

  4. controlled function added: (183)[PRA CF] Significant risk taker or Material risk taker

  5. controlled function added: (182)[FCA CF] Proprietary trader

  6. controlled function added: (181)[FCA CF] Manager of certification employee

  7. controlled function added: (180)[FCA CF] Material risk taker

  8. controlled function added: (179)[FCA CF] Client dealing

  9. controlled function added: (178)[PRA CF] Significant risk taker or Material risk taker

  10. controlled function added: (177)[PRA CF] Managing a material risk taker

Show more