Shaun Donald Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ING Bank N.V.

    FRN 124940

    • [FCA CF] Client dealing (since 7 Feb 2018)
    • CF23 Corporate Finance Adviser (28 May 2003 to 2 Jul 2004)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (3 Jul 2009 to 2 Dec 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 2 Dec 2015)
    • CF23 Corporate Finance Adviser (26 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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