ING Bank N.V.

Date authorised
1 April 2013
Companies House
FC010062
Last scraped
2 weeks ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Moorgate
    London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000
    Web
    https://www.ing.com

  • Complaints Contact

    Ing Bank
    8-10 Moorgate
    London
    City Of London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Professional, Eligible Counterparty, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

    Show 1 limitation
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Francis Evans

    IRN SFE01010

    • (537)CF21 Investment Adviser (1 Dec 2001 to 27 Apr 2004)
  • Stephen George Friend

    IRN SGF01019

    • (475)[FCA CF] Client dealing (7 Mar 2016 to 5 Jun 2019)
    • (474)CF30 Customer (8 Dec 2010 to 6 Mar 2016)
  • Stephen Gerhard Lothar Rahn

    IRN SGR01052

    • (1155)CF30 Customer (29 May 2008 to 28 Jan 2009)
  • Stephen Graham Avis

    IRN SGA01029

    • (2004)CF21 Investment Adviser (1 Dec 2001 to 13 Jan 2004)
  • Stephen Harold Cohen

    IRN SHC01025

    • (2600)CF21 Investment Adviser (1 Dec 2001 to 3 Jul 2003)
  • Stephen James Neville Marcon

    IRN SJM01222

    • (648)CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2002)
  • Stephen James Smith

    IRN SJS01213

    • (1165)CF21 Investment Adviser (17 Apr 2002 to 5 Jul 2002)
  • Stephen Jean-Marc Sargeant

    IRN SJS01208

    • (1279)CF21 Investment Adviser (22 Jan 2002 to 1 Jun 2007)
  • Stephen John Anderson

    IRN SJA01075

    • (656)CF26 Customer Trading (1 Dec 2001 to 21 Mar 2005)
  • Stephen John Fewster

    IRN SJF01110

    • (215)[FCA CF] Manager of certification employee (since 1 Nov 2024)
    • (212)[PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2024)
    • (213)[FCA CF] Client dealing (since 1 Nov 2024)
    • (214)[FCA CF] Material risk taker (since 1 Nov 2024)
    • (1890)SMF22 Other Local Responsibility (11 Nov 2021 to 31 Oct 2024)
    • (1891)SMF21 EEA Branch Senior Manager (EBSM) (17 Nov 2018 to 11 Nov 2021)
    • (1892)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (1893)CF21 Investment Adviser (26 Nov 2002 to 31 Oct 2007)
Show more

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (236)[FCA CF] Material risk taker

  2. controlled function added: (235)[FCA CF] Client dealing

  3. controlled function added: (234)[PRA CF] Significant risk taker or Material risk taker

  4. controlled function added: (233)[FCA CF] Manager of certification employee

  5. controlled function added: (232)[FCA CF] Client dealing

  6. controlled function added: (231)[FCA CF] Client dealing

  7. controlled function added: (230)[FCA CF] Material risk taker

  8. controlled function added: (229)[PRA CF] Significant risk taker or Material risk taker

  9. controlled function added: (228)[FCA CF] Manager of certification employee

  10. controlled function added: (227)[FCA CF] Client dealing

Show more