ING Bank N.V.

Date authorised
1 April 2013
Companies House
FC010062
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Moorgate
    London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000
    Web
    https://www.ing.com

  • Complaints Contact

    Ing Bank
    8-10 Moorgate
    London
    City Of London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Professional, Eligible Counterparty, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

    Show 1 limitation
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul James Philip Michael Kelly

    IRN PJK01053

    • (422)CF23 Corporate Finance Adviser (29 Jan 2002 to 16 Mar 2003)
  • Paul Lansing Morton Sparrow

    IRN PLS01045

    • (986)CF21 Investment Adviser (29 Jan 2002 to 9 Apr 2002)
  • Paul Mandeville

    IRN PXM01437

    • (1983)[FCA CF] Client dealing (7 Mar 2016 to 6 Sep 2022)
    • (1982)CF30 Customer (27 Mar 2014 to 6 Mar 2016)
  • Paul Mann

    IRN PRM01085

    • (472)[FCA CF] Client dealing (7 Mar 2016 to 5 Jun 2019)
    • (470)CF30 Customer (25 Apr 2008 to 6 Mar 2016)
    • (471)CF21 Investment Adviser (1 Dec 2001 to 27 Jun 2007)
  • Paul McKenna

    IRN PXM02068

    • (1626)CF30 Customer (29 Jun 2009 to 11 Nov 2009)
  • Paul Nicholas Armytage Galpin

    IRN PNG01013

    • (520)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (521)CF21 Investment Adviser (29 Jan 2002 to 31 Oct 2007)
  • Paul Nicholas Fleming

    IRN PNF01009

    • (2016)CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2003)
  • Paul Nigel Quinnen

    IRN PNQ01001

    • (556)CF21 Investment Adviser (29 Jan 2002 to 21 Feb 2002)
  • Paul Reginald Sharp

    IRN PRS01136

    • (1101)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (1102)CF23 Corporate Finance Adviser (3 Dec 2002 to 31 Oct 2007)
  • Paul Robert Benton

    IRN PRB01094

    • (2006)CF21 Investment Adviser (1 Dec 2001 to 17 Oct 2005)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (236)[FCA CF] Material risk taker

  2. controlled function added: (235)[FCA CF] Client dealing

  3. controlled function added: (234)[PRA CF] Significant risk taker or Material risk taker

  4. controlled function added: (233)[FCA CF] Manager of certification employee

  5. controlled function added: (232)[FCA CF] Client dealing

  6. controlled function added: (231)[FCA CF] Client dealing

  7. controlled function added: (230)[FCA CF] Material risk taker

  8. controlled function added: (229)[PRA CF] Significant risk taker or Material risk taker

  9. controlled function added: (228)[FCA CF] Manager of certification employee

  10. controlled function added: (227)[FCA CF] Client dealing

Show more