Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
8-10 MoorgateLondonEC2R 6DAUNITED KINGDOM- Phone
- +442077671000
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Complaints Contact
Ing Bank8-10 MoorgateLondonCity Of LondonEC2R 6DAUNITED KINGDOM- Phone
- +442077671000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Bank Deposits
For Professional, Eligible Counterparty, Deposit
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
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Carbon Auction Bidding
For Eligible Counterparty, Professional, Emissions Auction Product
Show 1 limitation Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
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Trades With You Directly
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
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Investment Setup
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance
Show 2 limitations Hide limitations
- · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
- · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Shelley Collinson
IRN SXC01187
- (521)SMF24 Chief Operations (since 5 Nov 2024)
- (2632)[PRA CF] Significant risk taker or Material risk taker (1 Jun 2024 to 4 Nov 2024)
- (2633)[FCA CF] Material risk taker (1 Jun 2024 to 4 Nov 2024)
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Sheraz Arif
IRN SXA01366
- (1082)CF21 Investment Adviser (17 Feb 2003 to 28 Sep 2007)
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Shivani Sadier
IRN SXS56617
- (2203)[FCA CF] Client dealing (20 Apr 2017 to 17 Dec 2021)
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Shu-Wei Pei
IRN SXP03043
- (2292)[FCA CF] Client dealing (3 Feb 2022 to 26 Oct 2025)
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Shuo Yang
IRN SXY00066
- (431)[FCA CF] Algorithmic trading (since 21 Jan 2026)
- (432)[FCA CF] Client dealing (since 21 Jan 2026)
- (433)[FCA CF] Proprietary trader (since 21 Jan 2026)
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Shuyu Zhang
IRN SXZ00062
- (409)[FCA CF] Client dealing (since 24 Apr 2024)
- (410)[FCA CF] Proprietary trader (since 24 Apr 2024)
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Sigrid Baas
IRN SXB02020
- (815)CF30 Customer (1 Nov 2007 to 12 Jun 2013)
- (816)CF21 Investment Adviser (6 Feb 2006 to 31 Oct 2007)
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Simon Alastair John Matthews
IRN SAM01153
- (1984)CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2004)
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Simon Berg
IRN SXB02812
- (1474)[PRA CF] Significant risk taker or Material risk taker (16 Jan 2026 to 31 Jan 2026)
- (1475)[FCA CF] Material risk taker (16 Jan 2026 to 31 Jan 2026)
- (1472)SMF4 Chief Risk (11 Nov 2021 to 15 Jan 2026)
- (1471)SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 11 Nov 2021)
- (1473)CF29 Significant management (1 Apr 2014 to 6 Mar 2016)
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Simon Christopher Wallis
IRN SCW01047
- (303)CF30 Customer (29 Jul 2008 to 14 Aug 2012)
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (246)[FCA CF] Proprietary trader
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controlled function added: (245)[FCA CF] Manager of certification employee
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controlled function added: (244)[FCA CF] Client dealing
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controlled function added: (243)[FCA CF] Proprietary trader
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controlled function added: (242)[FCA CF] Client dealing
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controlled function added: (241)[FCA CF] Client dealing
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controlled function added: (240)[FCA CF] Manager of certification employee
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controlled function added: (239)[FCA CF] Client dealing
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controlled function added: (238)[FCA CF] Client dealing
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controlled function added: (237)[FCA CF] Manager of certification employee