ING Bank N.V.

Date authorised
1 April 2013
Companies House
FC010062
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Moorgate
    London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000
  • Complaints Contact

    Ing Bank
    8-10 Moorgate
    London
    City Of London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Professional, Eligible Counterparty, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

    Show 1 limitation
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Shelley Collinson

    IRN SXC01187

    • (521)SMF24 Chief Operations (since 5 Nov 2024)
    • (2632)[PRA CF] Significant risk taker or Material risk taker (1 Jun 2024 to 4 Nov 2024)
    • (2633)[FCA CF] Material risk taker (1 Jun 2024 to 4 Nov 2024)
  • Sheraz Arif

    IRN SXA01366

    • (1082)CF21 Investment Adviser (17 Feb 2003 to 28 Sep 2007)
  • Shivani Sadier

    IRN SXS56617

    • (2203)[FCA CF] Client dealing (20 Apr 2017 to 17 Dec 2021)
  • Shu-Wei Pei

    IRN SXP03043

    • (2292)[FCA CF] Client dealing (3 Feb 2022 to 26 Oct 2025)
  • Shuo Yang

    IRN SXY00066

    • (431)[FCA CF] Algorithmic trading (since 21 Jan 2026)
    • (432)[FCA CF] Client dealing (since 21 Jan 2026)
    • (433)[FCA CF] Proprietary trader (since 21 Jan 2026)
  • Shuyu Zhang

    IRN SXZ00062

    • (409)[FCA CF] Client dealing (since 24 Apr 2024)
    • (410)[FCA CF] Proprietary trader (since 24 Apr 2024)
  • Sigrid Baas

    IRN SXB02020

    • (815)CF30 Customer (1 Nov 2007 to 12 Jun 2013)
    • (816)CF21 Investment Adviser (6 Feb 2006 to 31 Oct 2007)
  • Simon Alastair John Matthews

    IRN SAM01153

    • (1984)CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2004)
  • Simon Berg

    IRN SXB02812

    • (1474)[PRA CF] Significant risk taker or Material risk taker (16 Jan 2026 to 31 Jan 2026)
    • (1475)[FCA CF] Material risk taker (16 Jan 2026 to 31 Jan 2026)
    • (1472)SMF4 Chief Risk (11 Nov 2021 to 15 Jan 2026)
    • (1471)SMF21 EEA Branch Senior Manager (EBSM) (7 Mar 2016 to 11 Nov 2021)
    • (1473)CF29 Significant management (1 Apr 2014 to 6 Mar 2016)
  • Simon Christopher Wallis

    IRN SCW01047

    • (303)CF30 Customer (29 Jul 2008 to 14 Aug 2012)

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (246)[FCA CF] Proprietary trader

  2. controlled function added: (245)[FCA CF] Manager of certification employee

  3. controlled function added: (244)[FCA CF] Client dealing

  4. controlled function added: (243)[FCA CF] Proprietary trader

  5. controlled function added: (242)[FCA CF] Client dealing

  6. controlled function added: (241)[FCA CF] Client dealing

  7. controlled function added: (240)[FCA CF] Manager of certification employee

  8. controlled function added: (239)[FCA CF] Client dealing

  9. controlled function added: (238)[FCA CF] Client dealing

  10. controlled function added: (237)[FCA CF] Manager of certification employee